Broker-dealer Rankings

All 2013-2011 recruitment and staffing data is as of Dec. 31 in the calendar year displayed. Prior year recruitment and staffing data is as of Sept. 30. All financial figures are for firms' year end, unless noted.

Edit

Select up to 5 fields

Operating expensesPre-tax earningsExcess net capitalTotal revenueCommission revenueAnnuity revenueFixed annuity revenueVariable annuity revenueInsurance revenueLife insurance revenueDisability insurance revenueLTC insurance revenueAlternative revenueHedge fund revenueManaged futures revenuePrivate placement revenueREIT revenueFee revenueTotal assetsAvg. assets per repFee-based assetsRepsNo. of reps, maleNo. of reps, femaleProducing repsNo. of producing reps, maleNo. of producing reps, female$100K-$499K reps$500K+ repsCFPsEmployeesFee-based advisersAvg. annual payoutAvg. annual production of top 20% repsTotal payout, per yearSecurities revenuesMutual fund revenuesTotal account assets: OtherRIA platform (Y/N)Social media permitted (Y/N)% of $100K+ repsRetail offices% of $500K+ reps% change in reps% change in producing repsAvg. payout per rep, per year % changeRIA platform AUM

Toggle the buttons above to search yearly or historic data.

Year
State
Clearing firm
Revenue Range
Total Assets
Total Reps
Advanced Options

You are currently viewing a limited portion of the InvestmentNews B-D rankings.

Subscribe to the B-D Data Center for access to the complete ranking.

Rank Firm
1LPL Financial LLC
2Axa Advisors
3Cambridge Investment Research Inc.
4Cadaret Grant & Co. Inc.
5NEXT Financial Group Inc.
6H. Beck Inc.
7VSR Financial Services Inc.
8Geneos Wealth Management Inc.
9Investors Capital Corp.
10Allstate Financial Services LLC
11Investacorp Inc.
12Summit Brokerage Services, Inc.
13United Planners Financial Services
14Berthel Fisher & Co. Financial Services Inc.
15MML Investors Services LLC
16The O.N. Equity Sales Co.
17National Planning Corp.
18The Investment Center Inc.
19First Allied Securities Inc.
20Park Avenue Securities LLC
21Kovack Securities Inc.
22Transamerica Financial Advisors Inc.
23Princor Financial Services Corp.
24INVEST Financial Corp.
25SWS Financial Services
Operating expenses ▼
$3,628,700,000
$637,700,000
$536,038,379
$152,507,158
$123,977,931
$117,991,140
$104,531,850
$103,777,628
$95,725,262
$87,230,243
$83,717,347
$82,000,000
$70,356,906
$65,438,278
$62,505,555
$57,793,782
$50,832,000
$48,999,844
$47,537,923
$45,699,760
$43,067,000
$41,399,000
$38,716,591
$35,959,000
$35,742,090
Next Page »

138 results found

Page 1 | 2 | 3 | 4 | 5 | 6 | View all

    Notes
  • N/A = Not available
  • N/D = Not disclosed
  • — = Information not available or not disclosed

Purchase the complete set of our independent broker-dealer data and profiles in an Excel spreadsheet.

For comments or suggestions about the BD Data Center, please contact InvestmentNews Data.

Disclaimer: All data and information is the property of InvestmentNews and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews. The data may only be used for internal business use such as to develop a mailing list but the data may not be resold, republished, redistributed, sublicensed or publicly displayed on a web site without the permission of InvestmentNews. All information contained within was obtained through InvestmentNews' annual independent B-D surveys.