Broker-dealer Rankings

All 2012-2011 recruitment and staffing data is as of Dec. 31 in the calendar year displayed. Prior year recruitment and staffing data is as of Sept. 30. All financial figures are for firms' year end, unless noted. 2013 recruitment and staffing data will publish on April 28.

Edit

Select up to 5 fields

Operating expensesPre-tax earningsExcess net capitalTotal revenueCommission revenueAnnuity revenueFixed annuity revenueVariable annuity revenueInsurance revenueLife insurance revenueDisability insurance revenueLTC insurance revenueAlternative revenueHedge fund revenueManaged futures revenuePrivate placement revenueREIT revenueFee revenueTotal assetsAvg. assets per repFee-based assetsRepsNo. of reps, maleNo. of reps, femaleProducing reps$100K-$499K reps$500K+ repsCFPsEmployeesFee-based advisersAvg. annual payoutAvg. annual production of top 20% repsTotal payout, per yearSecurities revenuesMutual fund revenuesTotal account assets: OtherRIA platform (Y/N)Social media permitted (Y/N)% of $100K+ repsRetail offices% of $500K+ reps% change in reps% change in producing repsAvg. payout per rep, per year % changeRIA platform AUM

Toggle the buttons above to search yearly or historic data.

Year
State
Clearing firm
Revenue Range
Total Assets
Total Reps
Advanced Options

You are currently viewing a limited portion of the InvestmentNews B-D rankings.

Subscribe to the B-D Data Center for access to the complete ranking.

Rank Firm
1Transamerica Financial Advisors Inc.
2Park Avenue Securities LLC
3Spire Investment Partners LLC
4Cetera Advisors
5Commonwealth Financial Network
6Kalos Capital Inc.
7St. Bernard Financial Services Inc.
8Triad Advisors Inc.
9Girard Securities Inc.
10Lincoln Investment Planning Inc.
11Financial Telesis Inc.
12Wells Fargo Advisors Financial Network
13Harbour Investments Inc.
14Securities America Inc.
15LifeMark Securities Corp.
16Investacorp Inc.
17J.W. Cole Financial Inc.
18Cambridge Investment Research Inc.
19Geneos Wealth Management Inc.
20M Holdings Securities Inc. (M Securities)
21The Strategic Financial Alliance Inc.
22PlanMember Securities Corp.
23Financial Services International Corp.
24National Securities Corp.
25Questar Capital Corp.
% change in reps ▼
242.7%
82.8%
48.3%
32.7%
26.3%
22.8%
18.4%
18.0%
17.7%
17.2%
16.9%
15.4%
13.5%
11.5%
10.8%
10.0%
9.5%
9.4%
7.6%
6.9%
6.7%
6.0%
5.7%
5.7%
5.4%
Next Page »

138 results found

Page 1 | 2 | 3 | 4 | 5 | 6 | View all

    Notes
  • N/A = Not available
  • N/D = Not disclosed
  • — = Information not available or not disclosed

Purchase the complete set of our independent broker-dealer data and profiles in an Excel spreadsheet.

For comments or suggestions about the BD Data Center, please contact InvestmentNews Data.

Disclaimer: All data and information is the property of InvestmentNews and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews. The data may only be used for internal business use such as to develop a mailing list but the data may not be resold, republished, redistributed, sublicensed or publicly displayed on a web site without the permission of InvestmentNews. All information contained within was obtained through InvestmentNews' annual independent B-D surveys.