Sponsored By

Broker-dealer Rankings

All 2012-2011 recruitment and staffing data is as of Dec. 31 in the calendar year displayed. Prior year recruitment and staffing data is as of Sept. 30. All financial figures are for firms' year end, unless noted.

Edit

Select up to 5 fields

Operating expensesPre-tax earningsExcess net capitalTotal revenueCommission revenueAnnuity revenueFixed annuity revenueVariable annuity revenueInsurance revenueLife insurance revenueDisability insurance revenueLTC insurance revenueAlternative revenueHedge fund revenueManaged futures revenuePrivate placement revenueREIT revenueFee revenueTotal assetsAvg. assets per repFee-based assetsRepsNo. of reps, maleNo. of reps, femaleProducing reps$100K-$499K reps$500K+ repsCFPsEmployeesFee-based advisersAvg. annual payoutAvg. annual production of top 20% repsTotal payout, per yearSecurities revenuesMutual fund revenuesTotal account assets: OtherRIA platform (Y/N)Social media permitted (Y/N)% of $100K+ repsRetail offices% of $500K+ reps% change in reps% change in producing repsAvg. payout per rep, per year % changeRIA platform AUM

Toggle the buttons above to search yearly or historic data.
Year
State
Clearing firm
Revenue Range
Total Assets
Total Reps
Advanced Options

You are currently viewing a limited portion of the InvestmentNews B-D rankings.

Subscribe to the B-D Data Center for access to the complete ranking.

Rank Firm
1Transamerica Financial Advisors Inc.
2Cetera Advisors
3Kalos Capital Inc.
4Lincoln Investment Planning Inc.
5Financial Telesis Inc.
6Wells Fargo Advisors Financial Network
7Harbour Investments Inc.
8Securities America Inc.
9Investacorp Inc.
10J.W. Cole Financial Inc.
11Cambridge Investment Research Inc.
12Geneos Wealth Management Inc.
13M Holdings Securities Inc. (M Securities)
14The Strategic Financial Alliance Inc.
15PlanMember Securities Corp.
16National Securities Corp.
17Questar Capital Corp.
18Ausdal Financial Partners
19Independent Financial Group LLC
20Century Securities Associates Inc.
21Capital Investment Co.
22American Portfolios Financial Services Inc.
23Sigma Financial Corp.
24Prospera Financial Services Inc.
25LPL Financial LLC
% change in reps ▼
242.7%
32.7%
22.8%
17.2%
16.9%
15.4%
13.5%
11.5%
10.0%
9.5%
9.4%
7.6%
6.9%
6.7%
6.0%
5.7%
5.4%
5.3%
5.3%
5.1%
4.8%
4.5%
4.1%
4.0%
3.8%
Next Page »

136 results found

Page 1 | 2 | 3 | 4 | 5 | 6 | View all

    Notes
  • N/A = Not available
  • N/D = Not disclosed
  • — = Information not available or not disclosed

Purchase the complete set of our independent broker-dealer data and profiles in an Excel spreadsheet.

For comments or suggestions about the BD Data Center, please contact InvestmentNews Data.

Disclaimer: All data and information is the property of InvestmentNews and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews. The data may only be used for internal business use such as to develop a mailing list but the data may not be resold, republished, redistributed, sublicensed or publicly displayed on a web site without the permission of InvestmentNews. All information contained within was obtained through InvestmentNews' annual independent B-D surveys.