Broker-dealer Rankings

All 2012-2011 recruitment and staffing data is as of Dec. 31 in the calendar year displayed. Prior year recruitment and staffing data is as of Sept. 30. All financial figures are for firms' year end, unless noted. 2013 recruitment and staffing data will publish on April 28.

Edit

Select up to 5 fields

Operating expensesPre-tax earningsExcess net capitalTotal revenueCommission revenueAnnuity revenueFixed annuity revenueVariable annuity revenueInsurance revenueLife insurance revenueDisability insurance revenueLTC insurance revenueAlternative revenueHedge fund revenueManaged futures revenuePrivate placement revenueREIT revenueFee revenueTotal assetsAvg. assets per repFee-based assetsRepsNo. of reps, maleNo. of reps, femaleProducing reps$100K-$499K reps$500K+ repsCFPsEmployeesFee-based advisersAvg. annual payoutAvg. annual production of top 20% repsTotal payout, per yearSecurities revenuesMutual fund revenuesTotal account assets: OtherRIA platform (Y/N)Social media permitted (Y/N)% of $100K+ repsRetail offices% of $500K+ reps% change in reps% change in producing repsAvg. payout per rep, per year % changeRIA platform AUM

Toggle the buttons above to search yearly or historic data.

Year
State
Clearing firm
Revenue Range
Total Assets
Total Reps
Advanced Options

You are currently viewing a limited portion of the InvestmentNews B-D rankings.

Subscribe to the B-D Data Center for access to the complete ranking.

Rank Firm
1Park Avenue Securities LLC
2Transamerica Financial Advisors Inc.
3MML Investors Services LLC
4CFD Investments Inc.
5Broker Dealer Financial Services Corp.
6Spire Investment Partners LLC
7Woodbury Financial Services
8WRP Investments Inc.
9Triad Advisors Inc.
10Northwestern Mutual
11Ameriprise Financial Services Inc.
12Investment Centers of America Inc.
13IMS Securities Inc./IMS Financial Advisors Inc.
14TriCor Financial LLC
15Packerland Brokerage Services Inc.
16Securities Management and Research
17J.W. Cole Financial Inc.
18The Investment Center Inc.
19NEXT Financial Group Inc.
20Investors Capital Corp.
21Geneos Wealth Management Inc.
22Founders Financial Securities LLC
23Ausdal Financial Partners
24The Strategic Financial Alliance Inc.
25LaSalle St. Securities LLC
Pre-tax earnings▲
$-10,855,220
$-5,144,000
$-3,865,000
$-32,156
$-2,323
0.00
0.00
0.00
0.00
0.00
0.00
0.00
$32,385
$136,842
$189,605
$195,828
$259,800
$386,141
$713,809
$717,079
$750,000
$837,728
$891,000
$1,067,097
$1,133,986
Next Page »

138 results found

Page 1 | 2 | 3 | 4 | 5 | 6 | View all

    Notes
  • N/A = Not available
  • N/D = Not disclosed
  • — = Information not available or not disclosed

Purchase the complete set of our independent broker-dealer data and profiles in an Excel spreadsheet.

For comments or suggestions about the BD Data Center, please contact InvestmentNews Data.

Disclaimer: All data and information is the property of InvestmentNews and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews. The data may only be used for internal business use such as to develop a mailing list but the data may not be resold, republished, redistributed, sublicensed or publicly displayed on a web site without the permission of InvestmentNews. All information contained within was obtained through InvestmentNews' annual independent B-D surveys.