All 2013-2011 recruitment and staffing data is as of Dec. 31 in the calendar year displayed. Prior year recruitment and staffing data is as of Sept. 30. All financial figures are for firms' year end, unless noted.
You are currently viewing a limited portion of the InvestmentNews B-D rankings.
Subscribe to the B-D Data Center for access to the complete ranking.
|Rank||Firm||Reps ▼||$100K-$499K reps||$500K+ reps||Avg. annual payout||Employees||CFPs|
|1||LPL Financial LLC||13,673||6,627||1,680||$207,527||2,984||—|
|2||Waddell & Reed Financial Advisors||1,902||835||126||$126,269||247||251|
|3||Cetera Financial Institutions||1,782||—||—||$140,761||621||—|
|4||Cadaret, Grant & Co. Inc.||950||347||58||$182,583||113||162|
|5||Lincoln Investment Planning Inc.||808||289||84||$192,745||259||173|
|6||PlanMember Securities Corp.||450||107||8||$93,398||135||46|
|7||Raymond James Financial Services Inc.||—||1,929||772||$294,893||2,584||759|
- Rankings only include firms that participated in the InvestmentNews Independent Broker-dealer Survey on Recruitment & Staffing
- N/A = Not available
- N/D = Not disclosed
- — = Information not available or not disclosed
- Clearing firms listed are as of 2011. For a historical list of clearing firms, contact the IN Data Team
Purchase the complete set of our independent broker-dealer data and profiles in an Excel spreadsheet.
For comments or suggestions about the BD Data Center, please contact InvestmentNews Data.
Disclaimer: All data and information is the property of InvestmentNews and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews. The data may only be used for internal business use such as to develop a mailing list but the data may not be resold, republished, redistributed, sublicensed or publicly displayed on a web site without the permission of InvestmentNews. All information contained within was obtained through InvestmentNews' annual independent B-D surveys.