Deal Tracker
Use the database to track and analyze recent notable merger and acquisition activity in the financial advisory space. The information in this database is based on deals that have been publicly reported by InvestmentNews and other reputable news from 2010 to present.* If there are any errors or omissions, please contact the InvestmentNews Web team. We welcome your feedback and suggestions for inclusion.
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| Total Target AUM | $222,000,000 $1,222,000,000 $1,422,000,000 $8,922,000,000 $25,922,000,000 $35,922,000,000 $35,922,000,000 $35,922,000,000 $36,162,000,000 $106,162,000,000 $120,779,000,000 $170,779,000,000 $170,820,000,000 $171,320,000,000 $171,920,000,000 $171,920,000,000 $172,820,000,000 $173,420,000,000 $174,720,000,000 $178,720,000,000 $201,720,000,000 $271,720,000,000 $278,020,000,000 $279,620,000,000 $307,620,000,000 $307,895,000,000 $308,065,000,000 $308,066,300,000 $309,666,300,000 $310,023,300,000 $311,923,300,000 $311,923,300,000 $312,623,300,000 $312,983,300,000 $313,383,300,000 $313,883,300,000 $349,883,300,000 $349,966,300,000 $350,766,300,000 $350,766,300,000 $350,766,300,000 $351,166,300,000 $353,866,300,000 $353,926,300,000 $353,996,300,000 $353,996,300,000 $357,396,300,000 $357,399,800,000 $358,139,800,000 $433,139,800,000 $433,329,800,000 $433,529,800,000 $433,729,800,000 |
| Acquirer | Target | Deal Type | Target AUM | Date▲ |
|---|---|---|---|---|
| United Capital Financial Advisers | Sanders Financial Management | Acquisition | $222,000,000 | 09-06-12 |
| Focus Financial Partners LLC | Mintz Levin Financial Advisors LLC | Acquisition | $1,000,000,000 | 05-30-12 |
| United Capital Financial Advisers | Pomeranz Financial Management | Acquisition | $200,000,000 | 05-16-12 |
| Affiliated Managers Group | Yacktman Asset Management Co. | Acquisition | $7,500,000,000 | 04-18-12 |
| Lee Equity Partners LLC | Edelman Financial Group Inc. | Acquisition | $17,000,000,000 | 04-16-12 |
| Affiliated Managers Group | Veritable LP | Partial Stake | $10,000,000,000 | 03-21-12 |
| Envestnet | Tamarac Inc. | Acquisition | 02-16-12 | |
| Envestnet | Prima Capital Holdings | Acquisition | 02-10-12 | |
| United Capital Financial Advisers | Harold C. Brown & Co. | Acquisition | $240,000,000 | 01-25-12 |
| Raymond James Financial Inc. | Morgan Keegan & Co. | Acquisition | $70,000,000,000 | 01-12-12 |
| Cetera Financial Group | Genworth Financial Investment Services Inc. | $14,617,000,000 | 01-10-12 | |
| LPL Financial LLC | Fortigent LLC | Acquisition | $50,000,000,000 | 01-03-12 |
| Regal Investment Advisors LLC | Cornerstone Capital Management Inc. | Acquisition | $41,000,000 | 12-23-11 |
| Focus Financial Partners LLC | Sapient Private Wealth Management | Acquisition | $500,000,000 | 11-08-11 |
| United Capital Financial Advisers | Peak Capital Investment Services | Acquisition | $600,000,000 | 11-07-11 |
| Sterne Agee Group Inc. | Anderson & Strudwick Inc. | Acquisition | 10-06-11 | |
| Focus Financial Partners LLC | Hufford Financial Advisors LLC | Acquisition | $900,000,000 | 10-05-11 |
| Burns Advisory Group | Executive Financial Group | Acquisition | $600,000,000 | 09-30-11 |
| Focus Financial Partners LLC | The Colony Group LLC | Acquisition | $1,300,000,000 | 09-20-11 |
| The Carlyle Group | Avalon Advisors | Acquisition | $4,000,000,000 | 09-14-11 |
* Disclaimer: This database may not represent a complete picture of the total deal activity in the financial advisory industry. It is based exclusively on M&A activity that has been disclosed publicly by the entities involved, or has been reported in multiple news outlets.