Deal Tracker

Use the database to track and analyze recent notable merger and acquisition activity in the financial advisory space. The information in this database is based on deals that have been publicly reported by InvestmentNews and other reputable news from 2010 to present.* If there are any errors or omissions, please contact the InvestmentNews Web team. We welcome your feedback and suggestions for inclusion.

Got a tip? Submit a Deal

Total Target AUM
Acquirer Target Deal Type Target AUM Date▲
United Capital Financial Advisers Sanders Financial Management Acquisition $222,000,000 09-06-12
Focus Financial Partners LLC Mintz Levin Financial Advisors LLC Acquisition $1,000,000,000 05-30-12
United Capital Financial Advisers Pomeranz Financial Management Acquisition $200,000,000 05-16-12
Affiliated Managers Group Yacktman Asset Management Co. Acquisition $7,500,000,000 04-18-12
Lee Equity Partners LLC Edelman Financial Group Inc. Acquisition $17,000,000,000 04-16-12
Affiliated Managers Group Veritable LP Partial Stake $10,000,000,000 03-21-12
Envestnet Tamarac Inc. Acquisition 02-16-12
Envestnet Prima Capital Holdings Acquisition 02-10-12
United Capital Financial Advisers Harold C. Brown & Co. Acquisition $240,000,000 01-25-12
Raymond James Financial Inc. Morgan Keegan & Co. Acquisition $70,000,000,000 01-12-12
Cetera Financial Group Genworth Financial Investment Services Inc. $14,617,000,000 01-10-12
LPL Financial LLC Fortigent LLC Acquisition $50,000,000,000 01-03-12
Regal Investment Advisors LLC Cornerstone Capital Management Inc. Acquisition $41,000,000 12-23-11
Focus Financial Partners LLC Sapient Private Wealth Management Acquisition $500,000,000 11-08-11
United Capital Financial Advisers Peak Capital Investment Services Acquisition $600,000,000 11-07-11
Sterne Agee Group Inc. Anderson & Strudwick Inc. Acquisition 10-06-11
Focus Financial Partners LLC Hufford Financial Advisors LLC Acquisition $900,000,000 10-05-11
Burns Advisory Group Executive Financial Group Acquisition $600,000,000 09-30-11
Focus Financial Partners LLC The Colony Group LLC Acquisition $1,300,000,000 09-20-11
The Carlyle Group Avalon Advisors Acquisition $4,000,000,000 09-14-11
Next Page »

Page 1 | 2 | 3

* Disclaimer: This database may not represent a complete picture of the total deal activity in the financial advisory industry. It is based exclusively on M&A activity that has been disclosed publicly by the entities involved, or has been reported in multiple news outlets.