Copyright © 2012 Crain Communications Inc. Use of editorial content without permission is stictly prohibited. Privacy Policy and Terms & Conditions are applicable to you. All rights reserved.
Use the database to track and analyze recent notable merger and acquisition activity in the financial advisory space. The information in this database is based on deals that have been publicly reported by InvestmentNews and other reputable news sites in 2010.* If there are any errors or omissions, please contact the InvestmentNews Web team. We welcome your feedback and suggestions for inclusion.
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| Total Target AUM | $240,000,000 $70,240,000,000 $84,857,000,000 $134,857,000,000 $134,898,000,000 $135,398,000,000 $135,998,000,000 $135,998,000,000 $136,898,000,000 $137,498,000,000 $138,798,000,000 $142,798,000,000 $165,798,000,000 $235,798,000,000 $242,098,000,000 $243,698,000,000 $271,698,000,000 $271,973,000,000 $272,143,000,000 $272,144,300,000 $273,744,300,000 $274,101,300,000 $276,001,300,000 $276,001,300,000 $276,701,300,000 $277,061,300,000 $277,461,300,000 $277,961,300,000 $313,961,300,000 $314,044,300,000 $314,844,300,000 $314,844,300,000 $314,844,300,000 $315,244,300,000 $317,944,300,000 $318,004,300,000 $318,074,300,000 $318,074,300,000 $321,474,300,000 $321,477,800,000 $322,217,800,000 $397,217,800,000 $397,407,800,000 $397,607,800,000 $397,807,800,000 |
| Acquirer | Target | Deal Type | Target AUM | Date▲ |
|---|---|---|---|---|
| Envestnet | Tamarac Inc. | Acquisition | 02-16-12 | |
| Envestnet | Prima Capital Holdings | Acquisition | 02-10-12 | |
| United Capital Financial Advisers | Harold C. Brown & Co. | Acquisition | $240,000,000 | 01-25-12 |
| Raymond James Financial Inc. | Morgan Keegan & Co. | Acquisition | $70,000,000,000 | 01-12-12 |
| Cetera Financial Group | Genworth Financial Investment Services Inc. | $14,617,000,000 | 01-10-12 | |
| LPL Financial LLC | Fortigent LLC | Acquisition | $50,000,000,000 | 01-03-12 |
| Regal Investment Advisors LLC | Cornerstone Capital Management Inc. | Acquisition | $41,000,000 | 12-23-11 |
| Focus Financial Partners LLC | Sapient Private Wealth Management | Acquisition | $500,000,000 | 11-08-11 |
| United Capital Financial Advisers | Peak Capital Investment Services | Acquisition | $600,000,000 | 11-07-11 |
| Sterne Agee Group Inc. | Anderson & Strudwick Inc. | Acquisition | 10-06-11 | |
| Focus Financial Partners LLC | Hufford Financial Advisors LLC | $900,000,000 | 10-05-11 | |
| Burns Advisory Group | Executive Financial Group | Acquisition | $600,000,000 | 09-30-11 |
| Focus Financial Partners LLC | The Colony Group LLC | Acquisition | $1,300,000,000 | 09-20-11 |
| The Carlyle Group | Avalon Advisors | Acquisition | $4,000,000,000 | 09-14-11 |
| Lovell Minnick Partners LLC | First Allied Securities | Acquisition | $23,000,000,000 | 08-22-11 |
| Ladenburg Thalmann Financial Services Inc. | Securities America | Acquisition | $70,000,000,000 | 08-17-11 |
| Warburg Pincus | The Mutual Fund Store | Partial Stake | $6,300,000,000 | 07-29-11 |
| MetWest Ventures LLC | Reed Conner & Birdwell, LLC | Acquisition | $1,600,000,000 | 07-01-11 |
| Parthenon Capital Partners | H.D. Vest Financial Services Inc. | Acquisition | $28,000,000,000 | 06-30-11 |
| Fieldpoint Private Bank & Trust | Analytic Asset Management | Acquisition | $275,000,000 | 05-26-11 |
* Disclaimer: This database may not represent a complete picture of the total deal activity in the financial advisory industry. It is based exclusively on M&A activity that has been disclosed publicly by the entities involved, or has been reported in multiple news outlets.
Copyright © 2012 Crain Communications Inc. Use of editorial content without permission is stictly prohibited. Privacy Policy and Terms & Conditions are applicable to you. All rights reserved.
