Event Photos

Mary Schapiro: Why the SEC has a hard time regulating advisers

The sheer number of advisers plus a lack of resources, makes it difficult for the SEC to keep tabs on the financial advisory industry, according to former SEC Chairwoman Mary Schapiro. Plus, find out how she feels partisan politics impacts the SEC.

Photos from the Event

Sponsored by

You're invited to join InvestmentNews and the Investment Program Association (IPA) at the 5th annual Women’s Forum: Focus on Leadership.

Register now for only $149!


For More Information...

Join the Conversation

Follow us on Twitter to participate in the most important conversation impacting our industry, and network with other financial advisers who are attending the Forum.

#ICYMI @LexSokolin breaks down where we're at in the maturation of Bitcoin #NationalLINC https://t.co/58IYLGA6Fi https://t.co/X0ueppJzMcThursday, Feb 22, 2018 9:05AM @eventsFromIN 3 months until #WAS2018! @KateHealy_TDA will take a deep dive into recruitment, training, culture and communication… https://t.co/8b2wsMnF5HWednesday, Feb 21, 2018 9:50AM @eventsFromIN Can @danielcrosby see into your financial future with his crystal ball? New series launching 2/26 on… https://t.co/fAOzzuGsZjTuesday, Feb 20, 2018 5:40PM @eventsFromIN
X

Hi! Glad you're here and we hope you like all the great work we do here at InvestmentNews. But what we do is expensive and is funded in part by our sponsors. So won't you show our sponsors a little love by whitelisting investmentnews.com? It'll help us continue to serve you.

Yes, show me how to whitelist investmentnews.com

Ad blocker detected. Please whitelist us or give premium a try.