Fraud Charge Tracker

This database tracks allegations in criminal cases of fraudulent or related dishonest conduct.*

Name	Firm	Fraud Type Alleged	Amount	Status	Updated
Philip Barry	Leverage Group	Ponzi	$45,000,000	G	06-17-11
Kenneth Marsh	Gryphon Holdings Inc.	Adviser Fraud	$17,500,000	G	04-14-11
Francisco Illarramendi	Michael Kenwood Group LLC	Adviser Fraud	$53,000,000		03-08-11
Anne Marie Schlenker	Edward Jones	Wire Fraud	$266,000	G	03-03-11
Steven T. Kobayashi	UBS	Wire Fraud	$3,300,000		03-03-11
Kenneth Ira Starr	Starr Investment Advisers	Ponzi	$59,000,000	G	03-02-11
Milton Balkany		Wire Fraud	$3,250,000	G	02-28-11
Michael Montgomery	Mutual Service Corp.	Wire Fraud	$1,200,000		02-24-11
Hank Morris		Securities Fraud	$19,000,000	G	02-17-11
Delroy Henry		Securities Fraud	$700,000	G	02-15-11
Shawn Roberts	Applied Benefits and Concepts Inc.	Mail Fraud	$1,000,000	G	02-14-11
Daniel Spitzer	Kenzie Fund	Ponzi	$105,000,000		02-11-11
Guy De Chimay	Chimay Capital Management Inc.	Ponzi	$7,000,000	G	02-02-11
Timothy McQueen, Joseph Brunson, Tony Pough	Capital Consortium Group	Mail Fraud	$80,000,000	G	12-15-10
Vaughn Reeves	Alanar	Securities Fraud	$6,000,000	G	12-08-10
Jenifer Devine	Devine Wholesale	Ponzi	$8,000,000		11-30-10
Bryan Behrens	21st Century Financial Group	Securities Fraud	$6,800,000	G	11-29-10
Sanjeev Jayant Kumar Shah	Smith Barney	Wire Fraud	$3,000,000		11-26-10
Annette Bongiorno, Joann Crupi	Bernard L. Madoff Investment Securities LLC	Conspiracy			11-18-10
Germaine Pang	Independent contractor	Mail Fraud	$1,000,000	G	11-12-10
Total (67 results)			$20,000,000 $60,000,000 $60,266,000 $60,266,000 $228,266,000 $229,266,000 $236,066,000 $263,466,000 $269,366,000 $374,366,000 $377,066,000 $377,766,000 $402,766,000 $404,266,000 $414,266,000 $469,266,000 $508,266,000 $1,708,266,000 $1,849,266,000 $1,902,266,000 $1,979,266,000 $1,999,266,000 $2,134,266,000 $2,135,266,000 $2,142,266,000 $2,161,266,000 $2,166,266,000 $2,227,266,000 $2,277,266,000 $2,285,266,000 $2,305,266,000 $2,329,266,000 $2,864,266,000 $2,923,266,000 $2,940,766,000 $2,940,926,000 $2,960,926,000 $2,968,926,000 $2,970,126,000 $2,973,376,000 $3,043,376,000 $3,047,076,000 $3,237,076,000 $3,247,376,000 $3,791,376,000 $3,836,376,000 $3,845,376,000 $3,874,376,000 $3,874,713,000 $3,891,713,000 $3,892,213,000 $3,895,213,000 $5,295,213,000 $5,366,213,000 $5,367,213,000 $5,371,513,000 $5,626,513,000 $5,628,113,000 $5,628,893,000 $5,632,193,000 $5,712,193,000 $9,362,193,000 $9,368,193,000 $9,382,193,000 $9,482,193,000 $9,484,093,000 $9,499,093,000

Legend: G = Guilty NG = Not Guilty All others are presumed innocent until proven guilty.

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*Disclaimer: The information in this database summarizes allegations of fraudulent or related dishonest activity in criminal proceedings as reported in articles on InvestmentNews.com. All individuals listed in this database have been formally accused of some form of fraudulent or related dishonest activity in a criminal proceeding. Individuals are entered into the database when InvestmentNews.com reports that they have been accused of committing an alleged offense, unless otherwise specified. Unless indicated otherwise, there has been no judicial finding or admission of wrongdoing by the individuals listed. The status is as of the date listed under "Updated" and may not reflect the most current status of the allegations, including the possibility that the person listed has been found not guilty of the conduct charged. Please contact the InvestmentNews online staff if you detect any inaccuracies in the information listed in this database.