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May 25 12:51PM
InvestmentNews
RIA trader gets hit with an SEC charge of front running client orders, netting $1.7 million http://t.co/EfoF2uHhkl
May 25 12:10PM
InvestmentNews
How Obama's latest SEC appointments might help repair what's become a divided commission http://t.co/ZZHWjwwD7i

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