February 17, 2017

« Back to Issue Archive

Download Issue

Available to subscribers only

Download Issue

Featured News

Small custodians compete for advisers with niche needs

Though dwarfed in size by their bigger competitors, small custodians serve thousands of loyal RIA clients

It's up to advisers to know their custodial status

It's all too easy for financial advisers to find themselves unwittingly defined as custodians of their clients' assets.