April 22, 2017

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Featured News

Independent broker-dealers hit a wall

The top 25 firms collectively reported a decline in revenue for the first time since the 2008 credit crisis, according to InvestmentNews' annual survey.

Numbers Game Independent broker-dealer revenue on the decline

However, it's clear that the largest and most successful firms are carrying an outsize portion of success.

Editorial Setting a new price for financial adviser services

With more technology options available to clients, it's time for advisers to rethink what they charge for their services.

How IBDs can help advisers win new clients

IBDs need to play a bigger behind-the-scenes role in helping advisers attract more client relationships.

On Advice Berthel Fisher, once again, in hot water with Finra

The mid-sized IBD again allegedly failed to supervise sales, this time of UITS.

Top independent broker-dealers by revenue and payout

A look at how the top firms fared in 2016.