November 11, 2017

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Featured News

Can Robert Moore save Cetera?

The dogged CEO is trying to revive Cetera Financial Group after the broker-dealer network's parent company went through a painful bankruptcy.

Merrill Lynch releases new compensation plan

Advisers bringing in enough accounts will be rewarded, but those falling short will see compensation cut.

Editorial Exiting broker protocol may not be a good move

Firms will be able to make it more difficult for advisers to leave, but they could trigger a whole new set of problems for the industry.

Bruce Kelly Why are broker fees so confusing?

Although a common cost estimate is 100 basis points of assets under management, a new Personal Capital report finds advisory fees at large firms ranging from 1.25% to 3%.