February 2, 2012

How a graffiti artist tagged Facebook for a $200M payday

By IN Staff

David Choe's choice of stock over cash for murals was the real art of this deal

• equities

February 2, 2012

Labor Department unveils kinder, gentler fee disclosure regs

By Darla Mercado

Newly released final rule for disclosure to plan sponsors to kick in this July; controversial proposals dumped

February 2, 2012

How a major custodian is tackling tech head-on

TD Ameritrade's John Patullo on how the custodian is supporting RIAs in facing some of their toughest technology challenges.

February 2, 2012

Finra challenges Schwab effort to stem class action claims

By Dan Jamieson

Finra claims that The Charles Schwab Corp. is violating rules by including in arbitration agreements a provision requiring investors to waive their rights to bring or participate in class actions against the firm.

• arbitration,
• Charles Schwab & Co.,
• class actions,
• Financial Industry Regulatory Authority (FINRA)

February 2, 2012

FaceBook IPO should float T. Rowe's boat

Mutual fund holds 5.2% interest in social networking company; also has large stake in LinkedIn

• T. Rowe Price Group

February 2, 2012

TD 2012: Where RIAs will find the wealth

February 2, 2012

How to keep a client's widow from dumping you

By Jason Kephart

The odds are against advisers, but it's not impossible to retain female clients after their spouses die

February 2, 2012

Emerging markets re-emerging as good bets

By Jason Kephart

Just don't go overboard, say T. Rowe Price specialists

• emerging markets

February 2, 2012

RJ dangles indie lure for Morgan Keegan reps

By Darla Mercado

Offer 'clearly compelling,' says headhunter; CEO Reilly expects to retain 90% of MK's advisers

• Raymond James & Associates Inc.

February 2, 2012

Tomczyk: Long-term rates won't stay low for long

By Jason Kephart

TD's CEO sees those rates rising this year; short-term interest rates likely to stay low

• TD Ameritrade Institutional