Latest News

Why 401(k) advisers should be aware of contractual language limitations

January 18, 2018

A contract may not protect advisers to the extent they believe.

Why raising fee awareness matters for 401(k) advisers

January 18, 2018

Shockingly few retirement plan participants know much about investment fees or even read fee disclosures.

Vanguard warns of 'idiosyncratic risk' in cryptocurrencies' wild ride

January 18, 2018

Chairman McNabb cites 'a lot of leverage' and 'a lot of speculation' in the current volatility.

Why aren't clients using QCDs? Help them!

January 17, 2018

They're now more valuable than ever.

New Year's resolutions for 401(k) advisers

January 17, 2018

The retirement crisis requires big and bold solutions from plan providers, advisers and sponsors.

Tax bill creates adviser challenges for long-term planning

January 17, 2018

Consultant recommends taking advantage of tax moves that are immediately available for clients.

Carson Group platform gives investors financial planning choices

January 18, 2018

Clients will be able to choose robo or human advice, as well as some options in between.

Legislation would make it harder for investors to sue mutual funds over high fees

January 17, 2018

A plaintiff would have to state in their initial complaint why fiduciary duty was breached, and then prove the violation with 'clear and convincing evidence.'

Merrill rep managing $115 million joins HighTower

January 17, 2018

Gayle Johnson based in Santa Fe, N.M., goes RIA.

Ameriprise team managing $197 million joins Stifel

January 17, 2018

Tom Hankins and Jay Lauzon are based in Flint, Mich.

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