Latest News

Tips for finding the dirt during due diligence on funds, managers

Jul 25, 2014

Documents, documents and documents – and face time ndash; win a client's confidence.

Successful alt strategies could give Pimco a needed boost

Jul 25, 2014

Ailing fund company boasts many of the most successful alts products in the mutual fund business, but is it enough as its core bond business suffers?

A recruiting war for recruiters

Jul 24, 2014

As competition for advisers intensifies, advisory firms are raiding each other for internal recruiting talent in an effort to get a leg up in the hiring game.

Legg Mason adds global equity specialist

Jul 24, 2014

Legg plans to work with UK-based institutional investor to develop retail funds

Robo-advisers prepare for market downturns by offering more sophisticated services

Jul 24, 2014

Corporate Insight study shows how leading online startups are shoring up their business models.

Private client group gains drive Raymond James to record quarterly profit

Jul 23, 2014

Raymond James Financial continued to build on momentum as pretax profit in the private client group hit a record in the firm's third fiscal quarter, jumping 39% as profit margins reached 10%. What's CEO Paul Reilly doing right?

Sopranos star's ex-husband pleads not guilty in stock fraud

Jul 23, 2014

Defendants accused of manipulating the stock of four companies, causing investors to lose as much as $50 million.

SEC approves Finra rule limiting expungement

Jul 23, 2014

Regulator signs off on a rule that stops brokers from including expungement as a term in settlements in customer arbitrations

Baird snatches Wells Fargo adviser with $350M in AUM

Jul 23, 2014

Gary Foose Jr. will join the firm's Houston office.

Amid global turmoil, bond managers' patience is tested

Jul 23, 2014

Delaware Investments co-CIO says biggest focus is on the economy and interest rates.

Oopsy daisy: private REIT loses 87.5% of value

Jul 23, 2014

American Spectrum Advisors, the adviser to the American Spectrum REIT I Inc., this month offered to buy 1.6 million shares of the moribund REIT for $1.25 per share. The shares were originally sold for $10 per share.

Finalists for Community Leadership Awards announced by Invest in Others and InvestmentNews

Jul 23, 2014

CLA honors advisers helping in communities and around the globe

SEC passes money fund rules – but wait, the buck could still break

Jul 23, 2014

Divided vote on changes carves out most retail funds from restrictions

Money funds get new restrictions aimed at preventing runs

Jul 23, 2014

Split SEC votes 3-2 to pass rules on money market funds that end four-year struggle to toughen regulations.

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