News for Financial Advisers
May 22, 2012
This small-cap fund divides to conquer
RS growth fund splits investments between companies that are promising, developing and proven; fund up 7.4% this year
May 22, 2012
New tack with tactical allocations an eye-opener
Study shows institutional investors have moved beyond thinking 'active or passive' when using ETFs; a learning moment?
May 22, 2012
Andy Friedman: Dividend stocks headed for trouble
Pundit warns that tax increase could lead companies to buy back shares rather than boost payments to shareholders
May 22, 2012
Finra's Ketchum: We're not going to post test scores
SRO's boss shoots down regulator's test balloon in speech
May 22, 2012
Why investors should look at domestic ETFs
During April 2012, assets in ETFs continued to increase, though the pace slowed down from the year’s strong start. While BlackRock remains the largest provider based on assets, followed by SSGA, the third biggest player, Vanguard, experienced the most inflows in April and year-to-date. S&P...
May 21, 2012
Ketchum: Finra's focus on conflicts of interest compounding
SRO's boss says issue now a top concern for regulator; also homing in on disclosure for complex products
May 21, 2012
Facebook IPO great for insiders — but what about investors?
Smart money cashing out in a big way; welcome to the modern-day IPO
May 21, 2012
Client churn a royal pain? Seek a niche
Affinity practice best bet to retain book of business; whole lot of jumping going on
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