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Setting a new price for financial adviser services

April 22, 2017

With more and more technology options being made available to clients, it's time for advisers to rethink what they charge for their services

Independent broker-dealer revenue on the decline

April 22, 2017

Firms participating in Investment News' annual IBD survey posted their first average year-over-year drop in revenue since the 2008 credit crisis

Adviser's Consultant: Boosting female advisers inside and outside the firm

April 21, 2017

Debra Kriebel is the only woman among nine partners at Pinnacle Advisory Group Inc., but she's working to increase that number, as well as increasing the number of female advisers across the advice industry. She's battling a daunting fact though: only ...

Independent broker-dealers hit a wall

April 22, 2017

The top 25 firms collectively reported a decline in revenue for the first time since the 2008 credit crisis, according to InvestmentNews' annual survey

TD Ameritrade and Fidelity tweak RIA referral fees ahead of DOL fiduciary rule

April 21, 2017

TD is dropping its fees, while Fidelity is giving is RIAs fewer options on how to pay for referrals.

Piwowar says it's time for SEC to 'reassert its role' on investment advice standards

April 21, 2017

As DOL fiduciary rule stalls, Michael Piwowar seeks to have SEC step in.

Getting mom and pop investors into private equity proves to be an elusive goal

April 21, 2017

The growing use of target-date funds may offer private equity firms a way to offer such investments to 401(k) investors.

Raymond James to pay $172M for Scout Investments

April 20, 2017

Cash deal includes Reams Asset Management.

Seniors get help and $4.3 million from Finra hotline

April 20, 2017

More than 9,200 calls result in 650 referrals to regulators, 130 to protective services.

Colorado proposes new cybersecurity rules for advisers

April 20, 2017

Other states also likely to issue requirements for protecting client financial data.

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