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Advisers on the Move
Track the latest teams of advisers and brokers who are changing firms - and also analyze recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.
Click on an adviser or team name for additional details, including the city and state where they are located.
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| Adviser / Team | Joining | Leaving | AUM ($m)▼ | TTM ($m) | Date | |
|---|---|---|---|---|---|---|
| Robert Tholl and Jerry Pearson | Morgan Stanley Smith Barney LLC | JPMorgan Private Wealth | 1 | 04-09-10 | ||
 |
Douglas McPherson | Lara, Shull & May LLC | Independent | 02-02-10 | ||
| Bruce Robbins | Summit Brokerage Services | Wells Fargo Advisors LLC | 03-30-10 | |||
|
Cindy Dellinger and Mike Lamb | RBC Wealth Management | Stifel Nicolaus & Co. Inc. | 4 | 03-07-10 | |
|
Curtis Congdon | Lara, Shull & May LLC | Ameriprise Financial Inc. | 02-02-10 | ||
| David Hanson, David Fisher and Brian VanderLugt | Benjamin F. Edwards & Co. | Wells Fargo Advisors LLC | 02-16-10 | |||
|
Rebecca Frazier | Bank of America Merrill Lynch | Edward Jones | 1 | 05-04-10 | |
|
Bradley Hare | Morgan Stanley Smith Barney LLC | Edward Jones | 1 | 05-04-10 | |
| John Dwyer | Trevethan Capital Partners | Wells Fargo Advisors LLC | 05-24-10 | |||
|
Michael Sharples | LPL Financial | Edward Jones | 1 | 05-26-10 | |
| Scott Metzner, Thomas Andison | Stifel Nicolaus & Co. Inc. | A.G. Edwards Inc. | 06-10-10 | |||
| Roland H. de Liniere, Marilyn C. Hedrick, Monnye Hedrick Furr, Richard R. Cardin, Susan K. Walker, Jennifer E. Pierce | Benjamin F. Edwards & Co. | Wells Fargo Advisors LLC | 07-12-10 | |||
|
Michael J. Lent, William T. Lent, Tammi Brown Lauder, William E. Christian | JPMorgan Private Wealth | Morgan Stanley Smith Barney LLC | 3 | 09-07-10 | |
|
Andrew Malloy, Stephen Conte | Luminous Capital LLC | Shepard Kaplan LLC | 10-08-10 | ||
| Arnold H. Rozany, Anthony J. Falcone, Robert A. Schenck, Terry L. Rodrigues, Christopher P. Kachur | Benjamin F. Edwards & Co. | Wells Fargo Advisors LLC | 11-16-10 | |||
| Matthew Levens, Todd Kling | First Midwest Securities | Financial Network Investment Corp. | 1 | 02-18-11 | ||
| Brent Norman, Erik Lawrence | Paulson Wealth Advisors | UBS Financial Services Inc | 03-04-11 | |||
| The Income Solutions Group | Capital Guardian Wealth Management | Laidlaw & Co. | 1 | 03-23-11 | ||
| E. Lee Pinney Jr. | Washington Wealth Management LLC | Scott & Stringfellow | 1 | 03-28-11 | ||
| Dan Rebmann | UBS Financial Services Inc | Bank of America Merrill Lynch | 1 | 03-31-11 |
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596 results found
Disclaimer: The moves in this database come from a number of sources: InvestmentNews and other media reports, press releases, and direct submissions that have been reviewed by InvestmentNews. Any corrections, updates or clarifications should be e-mailed directly to the IN staff.
