Sponsored By
Advisers on the Move
Track the latest teams of advisers and brokers who are changing firms - and also analyze recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.
Click on an adviser or team name for additional details, including the city and state where they are located.
Use the filters below to refine your search.
Got a tip? Submit a Move
| Adviser / Team | Joining | Leaving▼ | AUM ($m) | TTM ($m) | Date | |
|---|---|---|---|---|---|---|
 |
Patrick J. Howley and Betsy Dow | Moneta Group | A.G. Edwards Inc. | 300 | 1 | 01-08-10 |
| Scott Metzner, Thomas Andison | Stifel Nicolaus & Co. Inc. | A.G. Edwards Inc. | 06-10-10 | |||
| David Lucas | Raymond James Financial Inc. | A.G. Edwards Inc. | 100 | 03-30-11 | ||
| Matthew Agee | Summit Brokerage Services | Ameriprise | 34 | 06-18-10 | ||
|
Curtis Congdon | Lara, Shull & May LLC | Ameriprise Financial Inc. | 02-02-10 | ||
| Middlebrook, Dryden, Carter & Associates | Insight Wealth Partners LLC | Ameriprise Financial Inc. | 150 | 06-04-10 | ||
| Robert Coloret, Mark Delmar | Morgan Stanley Smith Barney LLC | Ameriprise Financial Inc. | 107 | 05-16-11 | ||
| Richard L. LeBaron, Jon P. LeBaron | Harbour Investments, Inc. | AXA Advisers LLC | 300 | 12-30-11 | ||
| Firstrust Financial Resources LLC | MetLife Inc. | Axa Advisors LLC | 600 | 03-01-11 | ||
| Northeast Investment Advisors LLC | Investors Capital Corp. | B.B. Graham | 100 | 1 | 04-08-10 | |
| Harry Sherdil, Nestor Belmonte, Kimberly Tobias | Wells Fargo Advisors LLC | Bancwest Investment Services | 150 | 10-11-10 | ||
| Alex Opoulos and Nick Holmes | Raymond James Financial Inc. | Bank of America Merrill Lynch | 200 | 1 | 02-23-10 | |
| David S. Lynn | Morgan Stanley Smith Barney LLC | Bank of America Merrill Lynch | 115 | 1 | 03-10-10 | |
|
Douglas S. Mance | RBC Wealth Management | Bank of America Merrill Lynch | 150 | 07-30-09 | |
| Brandon Oliver | Morgan Stanley Smith Barney LLC | Bank of America Merrill Lynch | 90 | 1 | 03-23-10 | |
| Kathleen Almulla | Summit Brokerage Services | Bank of America Merrill Lynch | 29 | 11-09-09 | ||
| Leif Olson | Morgan Stanley Smith Barney LLC | Bank of America Merrill Lynch | 137 | 1 | 03-29-10 | |
| David Ciccone, Robert Taylor and Tom Harsanyi | UBS Financial Services Inc | Bank of America Merrill Lynch | 210 | 2 | 04-21-10 | |
| Lewis Blalock, Daniel Botyos | Wells Fargo Advisors LLC | Bank of America Merrill Lynch | 110 | 1 | 05-17-10 | |
| James Flynn, Rance Hillier, Merritt Zahner | Morgan Stanley Smith Barney LLC | Bank of America Merrill Lynch | 150 | 1 | 05-19-10 |
Page 1 | 2 | 3 | 4 | 5 | 6 | 7 | 8 | 9 | 10 | 11 | 12 | 13 | 14 | 15 | 16 | 17 | 18 | 19 | 20 | 21 | 22 | 23 | 24 | 25 | 26 | 27 | 28 | 29 | 30
596 results found
Disclaimer: The moves in this database come from a number of sources: InvestmentNews and other media reports, press releases, and direct submissions that have been reviewed by InvestmentNews. Any corrections, updates or clarifications should be e-mailed directly to the IN staff.
