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Advisers on the Move
Track the latest teams of advisers and brokers who are changing firms - and also analyze recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.
Click on an adviser or team name for additional details, including the city and state where they are located.
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| Adviser / Team▼ | Joining | Leaving | AUM ($m) | TTM ($m) | Date | |
|---|---|---|---|---|---|---|
| Aaron Wolson | Ameriprise Financial Inc. | Wells Fargo Advisors LLC | 52 | 02-17-12 | ||
| Adam Gurien | Bank of America Merrill Lynch | Wells Fargo Advisors LLC | 283 | 3 | 08-23-11 | |
| Adam Leapley | Morgan Stanley Smith Barney LLC | Chase Investment Services | 205 | 01-28-11 | ||
| Ajay Desai, John Staab, Frank Pellicori | UBS Financial Services Inc | Morgan Stanley Smith Barney LLC | 1,700 | 8 | 11-08-11 | |
| Alan Harter | Pactolus Private Wealth Management | Morgan Stanley Smith Barney LLC | 1,000 | 02-10-11 | ||
| Alan Lindsay | SCF Securities Inc. | Morgan Stanley Smith Barney LLC | 125 | 1 | 08-05-11 | |
| Albert Green | Raymond James & Associates | UBS Financial Services | 150 | 1 | 12-27-11 | |
| Alex Kine | Prospera Financial Services | Huntington Investments | 80 | 12-16-11 | ||
| Alex Opoulos and Nick Holmes | Raymond James Financial Inc. | Bank of America Merrill Lynch | 200 | 1 | 02-23-10 | |
| Alexander S. Cushner | Robert W. Baird & Co. Inc. | Credit Suisse Private Banking | 300 | 10-05-11 | ||
| Alison Janke | Summit Brokerage Services | Wells Fargo Advisors LLC | 85 | 04-15-11 | ||
| Allan Boomer | Fiduciary Management Group | Goldman Sachs | 250 | 2 | 09-17-10 | |
| Allan Raub | Ameriprise Financial Inc. | VSR Financial Services Inc. | 105 | 11-09-11 | ||
| Allen H. Johnson | Tegra Financial Partners | Oppenheimer | 225 | 10-15-10 | ||
| Andrew Barnett, Carolyn Leith | Robert W. Baird & Co. Inc. | Multiple (see profile) | 220 | 03-17-11 | ||
 |
Andrew Malloy, Stephen Conte | Luminous Capital LLC | Shepard Kaplan LLC | 10-08-10 | ||
| Andrew Morse, Justin Towey, Bob White | Hightower Advisors LLC | UBS Financial Services Inc | 550 | 07-01-10 | ||
| Angelo Ferlisi, Randy Laird, Bill Morris, Pearson Matthews | Ameriprise Financial Inc. | Morgan Stanley Smith Barney LLC | 134 | 10-18-10 | ||
| Antoine Souma, Aleksandra Kulmaticki | JPMorgan Private Wealth | Deutsche Bank Alex. Brown | 300 | 2 | 07-14-10 | |
| Anton Bayer | LPL Financial | Securities America Inc. | 115 | 1 | 11-28-11 |
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596 results found
Disclaimer: The moves in this database come from a number of sources: InvestmentNews and other media reports, press releases, and direct submissions that have been reviewed by InvestmentNews. Any corrections, updates or clarifications should be e-mailed directly to the IN staff.
