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Advisers on the Move
Track the latest teams of advisers and brokers who are changing firms - and also analyze recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.
Click on an adviser or team name for additional details, including the city and state where they are located.
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| Adviser / Team | Joining | Leaving | AUM ($m) | TTM ($m)▼ | Date | |
|---|---|---|---|---|---|---|
 |
Steve O'Brien, Beth Levine and Paul Corley | Lara, Shull & May LLC | Morgan Stanley Smith Barney LLC | 300 | 04-09-10 | |
|
Vincent Crudo and Patrick Duff | RBC Wealth Management | Morgan Stanley Smith Barney LLC | 340 | 04-08-10 | |
|
Strata Wealth Management Group | HighTower Advisors LLC | Morgan Stanley Smith Barney LLC | 500 | 04-08-10 | |
|
Tom Bertaut, Chris Carrico, Bill Whitney | Mississippi Investment Management Company | UBS Financial Services Inc | 100 | 04-20-10 | |
| Tom Biermann and Steve Biermann | Raymond James Financial Inc. | Wells Fargo Advisors LLC | 100 | 0 | 04-09-10 | |
| Richard Heagen | Summit Brokerage Services | LPL Financial | 30 | 04-28-10 | ||
| Robert Storlie | Summit Brokerage Services | UBS Financial Services Inc | 60 | 04-28-10 | ||
|
Winston Chung | Summit Brokerage Services | Citigroup | 45 | 04-28-10 | |
| Richard Wilson | Summit Brokerage Services | Umpqua Bank | 30 | 04-28-10 | ||
| Timothy Robinson | Summit Brokerage Services | Signator Investors Inc. | 20 | 04-28-10 | ||
|
Barnaby Levin | HighTower Advisors LLC | Morgan Stanley Smith Barney LLC | 300 | 03-19-10 | |
|
Douglas McPherson | Lara, Shull & May LLC | Independent | 02-02-10 | ||
| Douglas Almeida | Summit Brokerage Services | Wells Fargo Advisors LLC | 50 | 04-30-10 | ||
|
Douglas S. Mance | RBC Wealth Management | Bank of America Merrill Lynch | 150 | 07-30-09 | |
| Dudley LaBauve III | Summit Brokerage Services | UBS Financial Services Inc | 28 | 11-09-09 | ||
| Henry Graham, Lloyd Graham and Billy Peterson | Raymond James Financial Inc. | Morgan Stanley Smith Barney LLC | 500 | 02-23-10 | ||
| James Crosson | Investors Capital Corp. | LPL Financial | 115 | 11-23-09 | ||
| James Knee | Investors Capital Corp. | Cambridge Investment Research | 50 | 12-21-09 | ||
| James Saxe | Summit Brokerage Services | Raymond James Financial Inc. | 32 | 11-09-09 | ||
| Beacon Financial Partners | Capital Analysts Inc. | SMH Capital Advisors | 400 | 05-05-10 |
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596 results found
Disclaimer: The moves in this database come from a number of sources: InvestmentNews and other media reports, press releases, and direct submissions that have been reviewed by InvestmentNews. Any corrections, updates or clarifications should be e-mailed directly to the IN staff.
