Advisers on the Move

Track the latest teams of advisers and brokers who are changing firms - and also analyze recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Click on an adviser or team name for additional details, including the city and state where they are located.

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	Adviser / Team	Joining	Leaving	AUM ($m)	TTM ($m)	Date▲
	Gordon H. Porter, Louis J. Leyes	Cambridge Investment Research	Securities America Inc.	83		09-14-11
	Jonathan Lake	Morgan Stanley Smith Barney LLC	RBC Wealth Management			09-13-11
	Nick Abdy, Jonathan Mitchell	UBS Financial Services Inc	Wells Fargo Advisors LLC	308		09-13-11
	Edward Cook, Robert Hall	Morgan Stanley Smith Barney LLC	UBS Financial Services Inc			09-13-11
	Bill Hurt, Titus Harris	U.S. Capital Advisors LLC	Sanders Morris Harris Inc.	350		09-12-11
	William Bullock, Gayle Bullock	Morgan Stanley Smith Barney LLC	Bank of America Merrill Lynch	231		09-08-11
	Brandon Hunt	Morgan Stanley Smith Barney LLC	Bank of America Merrill Lynch	91	1	09-08-11
	Jack Wong and Darryl Ng	Morgan Stanley Smith Barney LLC	Wells Fargo Advisors LLC	289	3	09-07-11
	Shao Te	Morgan Stanley Smith Barney LLC	Wells Fargo Advisors LLC	105		09-07-11
	Judy Keng and Sue Teng	Morgan Stanley Smith Barney LLC	Wells Fargo Advisors LLC	162		09-07-11
	Chuck Olsen	Commonwealth Financial Network	Securities America Inc.	250		09-06-11
	Brian Fischer	Commonwealth Financial Network	Securities America Inc.	400		09-06-11
	Eric Peterson	Commonwealth Financial Network	Securities America Inc.	75		09-06-11
	Matthew Wallace, Melanie Regner, George Wallace III	Bank of America Merrill Lynch	Morgan Stanley Smith Barney LLC	220	2	09-05-11
	Dominic Capuano, Timothy M. Butler	Robert W. Baird & Co. Inc.	Charles Schwab Corp.	600		09-01-11
	Richard Nigro	Robert W. Baird & Co. Inc.	Morgan Stanley Smith Barney LLC	82		09-01-11
	Clark Robert "Rob" Nye	Robert W. Baird & Co. Inc.	Seattle Northwest Securities	220		08-31-11
	Peter Sagorski	J.W. Cole Financial	LPL Financial	60		08-31-11
	Bob Iglehart, Gabriel Aguirre, Ryan Wilson, and Courtney Hershberger	RBC Wealth Management	Bank of America Merrill Lynch	280	2	08-26-11
	Michael Parziale, Daniel Morilak	Morgan Stanley Smith Barney LLC	Wells Fargo Advisors LLC	175	2	08-25-11

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596 results found

Disclaimer: The moves in this database come from a number of sources: InvestmentNews and other media reports, press releases, and direct submissions that have been reviewed by InvestmentNews. Any corrections, updates or clarifications should be e-mailed directly to the IN staff.