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Advisers on the Move
Track the latest teams of advisers and brokers who are changing firms - and also analyze recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.
Click on an adviser or team name for additional details, including the city and state where they are located.
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| Adviser / Team | Joining | Leaving | AUM ($m) | TTM ($m) | Date▲ | |
|---|---|---|---|---|---|---|
| Angelo Ferlisi, Randy Laird, Bill Morris, Pearson Matthews | Ameriprise Financial Inc. | Morgan Stanley Smith Barney LLC | 134 | 10-18-10 | ||
| Jerome Bookstein, Adam Bornstein | Bank of America Merrill Lynch | UBS Financial Services Inc | 170 | 10-15-10 | ||
| Allen H. Johnson | Tegra Financial Partners | Oppenheimer | 225 | 10-15-10 | ||
| Frank Scicchitano, Mark Fulton | UBS Financial Services Inc | Wells Fargo Advisors LLC | 100 | 1 | 10-14-10 | |
| Robert F. Halligan II | LPL Financial | Morgan Stanley Smith Barney LLC | 115 | 10-14-10 | ||
 |
Debbie Cameron | Harbor Investment Advisory | Morgan Stanley Smith Barney LLC | 200 | 10-13-10 | |
|
Matt West, Doug Hall, Christian Bauman, Scott Selzer | U.S. Capital Advisors LLC | UBS Financial Services Inc | 450 | 4 | 10-12-10 |
| Mike Deggelman, Chris Parker | Hightower Advisors LLC | UBS Financial Services Inc | 250 | 10-12-10 | ||
| Harry Sherdil, Nestor Belmonte, Kimberly Tobias | Wells Fargo Advisors LLC | Bancwest Investment Services | 150 | 10-11-10 | ||
|
Andrew Malloy, Stephen Conte | Luminous Capital LLC | Shepard Kaplan LLC | 10-08-10 | ||
| Craig Campbell | Wells Fargo Advisors LLC | Bank of America Merrill Lynch | 146 | 10-07-10 | ||
| Richard Hausler, Lawrence Jay | UBS Financial Services Inc | Morgan Stanley Smith Barney LLC | 225 | 10-07-10 | ||
|
Tony Noisom, Chris Musino | Raymond James Financial Inc. | Wells Fargo Advisors LLC | 87 | 10-04-10 | |
| Christine Heim | Bank of America Merrill Lynch | Wells Fargo Advisors LLC | 178 | 1 | 10-01-10 | |
| Michael Lehman | Bank of America Merrill Lynch | Wells Fargo Advisors LLC | 154 | 1 | 10-01-10 | |
| Louis Cappitelli | Bank of America Merrill Lynch | Morgan Stanley Smith Barney LLC | 110 | 1 | 10-01-10 | |
| Larry VanLaningham, Kevin Morrice | RBC Wealth Management | Morgan Stanley Smith Barney LLC | 200 | 1 | 09-29-10 | |
| Mark Bukowski | Wells Fargo Advisors LLC | Bank of America Merrill Lynch | 300 | 3 | 09-27-10 | |
| Todd Krempasky | Wells Fargo Advisors LLC | UBS Financial Services Inc | 09-27-10 | |||
| Winifred Coleman | Carnegie Investment Counsel | Stifel Nicolaus & Co. Inc. | 38 | 09-24-10 |
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596 results found
Disclaimer: The moves in this database come from a number of sources: InvestmentNews and other media reports, press releases, and direct submissions that have been reviewed by InvestmentNews. Any corrections, updates or clarifications should be e-mailed directly to the IN staff.
