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Advisers on the Move
Track the latest teams of advisers and brokers who are changing firms - and also analyze recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.
Click on an adviser or team name for additional details, including the city and state where they are located.
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| Adviser / Team | Joining | Leaving | AUM ($m) | TTM ($m) | Date▲ | |
|---|---|---|---|---|---|---|
| Thomas A. DeRosa | Morgan Stanley Smith Barney LLC | Bank of America Merrill Lynch | 100 | 03-23-12 | ||
| Bryce Kenny | Morgan Stanley Smith Barney LLC | Credit Suisse Private Banking | 475 | 03-23-12 | ||
| Charles S. Holt | Hightower Advisors LLC | Bank of America Merrill Lynch | 200 | 03-23-12 | ||
| Matthew Kilgroe, Peter Frantzis,Tommy Kidwell | UBS Financial Services Inc | Bank of America Merrill Lynch | 540 | 4 | 03-20-12 | |
| Doug Viellette, Dan Danoto | Ameriprise Financial Inc. | Morgan Stanley Smith Barney LLC | 211 | 03-16-12 | ||
 |
William E. Blanton | Washington Wealth Management LLC | Morgan Stanley Smith Barney LLC | 170 | 03-15-12 | |
| Ilan Segev | Morgan Stanley Private Wealth Management | Credit Suisse Private Banking | 191 | 03-15-12 | ||
| Keith Long, Joseph Reilly, Jason Devito | Morgan Stanley Smith Barney LLC | Bank of America Merrill Lynch | 385 | 03-15-12 | ||
| Emir Culov, Amela Culov, Rebecca Rex | Morgan Stanley Smith Barney LLC | H.S.B.C. Private Bank | 175 | 03-15-12 | ||
| Jose Fernandez, Juan Aleman | Bank of America Merrill Lynch | Citigroup Global Markets | 260 | 2 | 03-14-12 | |
| Ryan Baker, Stuart Hamm | Bank of America Merrill Lynch | Morgan Stanley Smith Barney LLC | 130 | 03-14-12 | ||
| Neal McNeil III, Robert L. Meyer, Ryan Clive-Smith | LPL Financial | Morgan Stanley Smith Barney LLC | 300 | 03-12-12 | ||
| Joseph Wirbick, Michael Zimmerman, Patrick Cloonan | J.W. Cole Financial | First Liberties Financial | 100 | 03-09-12 | ||
| James 'Brad' Cross, Brad Vannelli | UBS Financial Services Inc | Bank of America Merrill Lynch | 03-08-12 | |||
| Larry Schnaid | UBS Financial Services Inc | RBC Wealth Management | 03-08-12 | |||
| Tom Gahler, Gary Gahler | Securities America Inc. | Investment Centers of America Inc. | 65 | 03-07-12 | ||
| David Ford | Securities America Inc. | Investment Centers of America Inc. | 70 | 03-07-12 | ||
| Devin Condron | Morgan Stanley Smith Barney LLC | Bank of America Merrill Lynch | 830 | 03-06-12 | ||
| Howard Sparkman | Wunderlich Securities | Morgan Keegan | 115 | 03-05-12 | ||
| Kenneth Hoffman, Richard Steinberg, Jordan Waxman | Hightower Advisors LLC | Bank of America Merrill Lynch | 1,400 | 03-04-12 |
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596 results found
Disclaimer: The moves in this database come from a number of sources: InvestmentNews and other media reports, press releases, and direct submissions that have been reviewed by InvestmentNews. Any corrections, updates or clarifications should be e-mailed directly to the IN staff.
