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Advisers on the Move
Track the latest teams of advisers and brokers who are changing firms - and also analyze recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.
Click on an adviser or team name for additional details, including the city and state where they are located.
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| Adviser / Team | Joining | Leaving | AUM ($m) | TTM ($m) | Date▲ | |
|---|---|---|---|---|---|---|
| John Dwyer | Trevethan Capital Partners | Wells Fargo Advisors LLC | 05-24-10 | |||
 |
Thomas Karsten | DeWaay Financial Network LLC | H.D. Vest Investment Services | 180 | 2 | 05-21-10 |
| Matthew Segal, Joseph Pizzo, Irwin Werbowsky, Mohamed Yassin | Morgan Stanley Smith Barney LLC | UBS Financial Services Inc | 151 | 1 | 05-21-10 | |
| Richard Ziegelasch, Wendy Holmes | Credit Suisse | UBS Financial Services Inc | 258 | 05-20-10 | ||
| James Flynn, Rance Hillier, Merritt Zahner | Morgan Stanley Smith Barney LLC | Bank of America Merrill Lynch | 150 | 1 | 05-19-10 | |
| Edward Bell, Greg Farah | Wells Fargo Advisors LLC | UBS Financial Services Inc | 220 | 1 | 05-18-10 | |
| Douglas Johnson and Daniel Legan | UBS Financial Services Inc | Morgan Stanley Smith Barney LLC | 380 | 1 | 05-17-10 | |
| Frederick Glasser Jr. | Wells Fargo Advisors LLC | UBS Financial Services Inc | 150 | 1 | 05-17-10 | |
| Steven Sellman | Wells Fargo Advisors LLC | RBC Wealth Management | 133 | 1 | 05-17-10 | |
| Lewis Blalock, Daniel Botyos | Wells Fargo Advisors LLC | Bank of America Merrill Lynch | 110 | 1 | 05-17-10 | |
| Thomas Bishop, Ronald Cole and Devin Darcangelo | UBS Financial Services Inc | Morgan Stanley Smith Barney LLC | 191 | 3 | 05-14-10 | |
| Rice Brown Financial Services | United Planners Financial Services | Next Financial | 100 | 1 | 05-14-10 | |
| Robert Black III, Stephen Kelly | Harbor Investment Advisory | Credit Suisse | 1,200 | 05-13-10 | ||
|
Morse Williams | Evercore Wealth Management | Morse Williams and Co. | 190 | 05-12-10 | |
|
Erin Botsford | DeWaay Financial Network LLC | FSC Securities Corp. | 750 | 3 | 05-11-10 |
| D. Allen Blankenship | Summit Brokerage Services | LPL Financial | 18 | 05-11-10 | ||
| Nicholas Yrizarry | UBS Financial Services Inc | Nicholas Yrizarry & Associates | 106 | 1 | 05-07-10 | |
| Beacon Financial Partners | Capital Analysts Inc. | SMH Capital Advisors | 400 | 05-05-10 | ||
|
Rebecca Frazier | Bank of America Merrill Lynch | Edward Jones | 1 | 05-04-10 | |
|
Bradley Hare | Morgan Stanley Smith Barney LLC | Edward Jones | 1 | 05-04-10 |
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596 results found
Disclaimer: The moves in this database come from a number of sources: InvestmentNews and other media reports, press releases, and direct submissions that have been reviewed by InvestmentNews. Any corrections, updates or clarifications should be e-mailed directly to the IN staff.
