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Advisers on the Move
Track the latest teams of advisers and brokers who are changing firms - and also analyze recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.
Click on an adviser or team name for additional details, including the city and state where they are located.
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| Adviser / Team | Joining | Leaving | AUM ($m) | TTM ($m) | Date▲ | |
|---|---|---|---|---|---|---|
| Aaron Wolson | Ameriprise Financial Inc. | Wells Fargo Advisors LLC | 52 | 02-17-12 | ||
| Joseph O'Keefe | Ameriprise Financial Inc. | Morgan Stanley Smith Barney LLC | 64 | 02-17-12 | ||
| Kelly Caves | Morgan Stanley Smith Barney LLC | Bank of America Merrill Lynch | 1 | 02-15-12 | ||
| Lou Popielarcheck, Jr., Kristen Yablonsky, Michael T. Jordan | Morgan Stanley Smith Barney LLC | Wells Fargo Advisors LLC | 135 | 02-14-12 | ||
| Brian McCarren | Ameriprise Financial Inc. | Janney Montgomery Scott | 114 | 02-13-12 | ||
| Roger Molatore | RBC Wealth Management | Morgan Stanley Smith Barney LLC | 122 | 02-10-12 | ||
| Paul Dietrich | Washington Wealth Management LLC | Foxhall Capital | 75 | 02-09-12 | ||
 |
John Beirne Jr., John-Oliver Beirne, Jim Betzig, Eric Passeri | Focus Financial Partners | Bank of America Merrill Lynch | 2,000 | 02-08-12 | |
| Steve Eubanks, Michael Lappin | UBS Financial Services Inc | Bank of America Merrill Lynch | 750 | 4 | 02-07-12 | |
| Larry King | Dynasty Financial Partners | Morgan Stanley Smith Barney LLC | 1,200 | 02-06-12 | ||
| David Shorr | UBS Financial Services Inc | Morgan Stanley Smith Barney LLC | 355 | 02-06-12 | ||
| Herbert Allen, III | Summit Brokerage Services, Inc. | J.W. Cole | 100 | 02-03-12 | ||
| Dong Choi | Ameriprise Financial Inc. | Morgan Stanley Smith Barney LLC | 55 | 02-03-12 | ||
| Tom Goodson | SagePoint Financial | Securities America Inc. | 200 | 2 | 02-02-12 | |
| Baldwin, Naples and Associates | UBS Financial Services Inc | Bank of America Merrill Lynch | 470 | 01-27-12 | ||
| Philip Ressa, Justin Cho | Morgan Stanley Smith Barney LLC | Bank of America Merrill Lynch | 330 | 2 | 01-26-12 | |
| John Napolitano, George Clarke, Thomas Morrone, Michael Alexander, Max Kolbrenner, Gary Oman, Timothy McCarthy, Michael Velazquez | LPL Financial | Lincoln Financial Securities Corp. | 200 | 01-25-12 | ||
| Matthew Montini | Wells Fargo Advisors Financial Network | UBS Financial Services Inc | 220 | 01-24-12 | ||
| Avery Wilkins, Michael Cox | Wells Fargo Advisors LLC | Morgan Stanley Smith Barney LLC | 84 | 01-24-12 | ||
| Christopher Zich, Kenneth Fruehauf, Thomas Buhl, Keeland Howe | Wells Fargo Advisors LLC | UBS Financial Services Inc | 424 | 4 | 01-24-12 |
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596 results found
Disclaimer: The moves in this database come from a number of sources: InvestmentNews and other media reports, press releases, and direct submissions that have been reviewed by InvestmentNews. Any corrections, updates or clarifications should be e-mailed directly to the IN staff.
