InvestmentNews News and Opinion News and opinion from en-us <![CDATA[SEC going after advisers for reverse churning]]> Breakfast with Benjamin The commission is specifically looking at why some clients are in advisory accounts versus brokerage accounts.]]> <![CDATA[Radio show host Ric Edelman rants about raging fiduciary battle]]> <![CDATA[401(k) providers see participant calls surge in wake of historic Brexit]]> <![CDATA[Brexit vote whipsaws markets, tests financial advisers' resolve]]> keep calm and carry on as stock markets tumbled, creating a buying opportunity.]]> <![CDATA[Financial advisers reach out to clients as stocks plunge in Brexit wake]]> <![CDATA[Financial Twitter reacts to Brexit vote]]> <![CDATA[What to say when clients hate you for advising international investments]]> <![CDATA[Republican tax plan would reduce brackets, slash investment taxes]]> <![CDATA[Stock bulls blindsided in Brexit shock]]> <![CDATA[U.S. stock futures tumble with global markets on surprise Brexit results]]> <![CDATA[If all else fails, blame the sluggish economy on demographics]]> <![CDATA[Dodd-Frank architect Barney Frank blasts decision to overturn MetLife SIFI status]]> <![CDATA[Advisers busy revising plans one year after Supreme Court guaranteed gay marriage rights]]> <![CDATA[Carlyle Group, KKR and other private equity firms target individual investors with interval funds]]> <![CDATA[Congressional sit-in disrupted by failed attempt to override veto of anti-DOL fiduciary rule bill]]> <![CDATA[Merrill Lynch hit with multiple fines by SEC, Finra]]> $415M consumer protection settlement with SEC; slapped with two other fines the same day.]]> <![CDATA[Fidelity blocks opening trades on several ETF products, citing suitability concerns]]> <![CDATA[Indexed annuity distributors weigh launching B-Ds due to DOL fiduciary rule]]> <![CDATA[Bank of America, JPMorgan Chase, Morgan Stanley, Wells Fargo oppose anti-DOL fiduciary rule lawsuits]]> <![CDATA[Merrill Lynch to pay $415M to settle SEC charges it misused customer cash]]> <![CDATA[The high risks facing a low-yield world]]> <![CDATA[Thomas Perez points to two factors in DOL fiduciary rule's favor to prevail in lawsuits]]> <![CDATA[Massachusetts regulator William Galvin fines seven firms $238,000 for role in Realty Capital proxy fraud]]> <![CDATA[This simple retirement spending strategy takes on the 4% rule]]> <![CDATA[TIAA's Roger Ferguson breaks with rivals to support Obama fiduciary rule]]> <![CDATA[Changing client records is a recurring problem among breakaway brokers: Finra ]]> <![CDATA[Jeffrey Gundlach reaches for bond king crown as DoubleLine's active ETF closes in on Pimco]]> <![CDATA[Millennials and life insurance andmdash; not their parents' policies]]> <![CDATA[Is Wall Street creating too many products?]]> <![CDATA[The Department of Labor, 401(k)s and technology]]> <![CDATA[GL Capital Partners' former CEO Daniel Thibeault sentenced to nine years in prison ]]> <![CDATA[Royal Alliance lawyers capitalize on Finra's broken BrokerCheck]]> <![CDATA[Bond bears licking their wounds as stock funds lag amid low-interest rates]]> <![CDATA[Take 5: Franklin Templeton's Michael Hasenstab says fixed-income yields 'artificially distorted']]> <![CDATA[Ex-Jet Mark Sanchez and two other pro athletes victims of investment fraud: SEC]]> <![CDATA[Former LPL broker suspended for supervisory failure, Finra says]]> <![CDATA[Court date set in attempt by Camardas for a trial in case against CFP Board ]]> <![CDATA[The greatest risk to RIAs that's not in their portfolios]]> <![CDATA[Northwestern Mutual survey shows majority of Americans not getting financial advice]]> <![CDATA[Pimco issues urgent warning about state of commercial real estate market]]> <![CDATA[Jackson National's new variable annuity hints at annuities' future post-DOL fiduciary rule]]> <![CDATA[Hillary Clinton rips 'reckless' Donald Trump, says he would drive U.S. economy into a recession]]> <![CDATA[Senator Elizabeth Warren proposes bill to help workers track down old 401(k)s ]]> <![CDATA[What really happens when wealth is transferred]]>