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Beware: Risky currency trading can reap huge gains - or losses

February 16, 2004

Memo to financial advisers: Warn your clients that foreign-exchange trading is no place for amateurs. As Jeff Benjamin pointed out in last week's issue of InvestmentNews, such trading has become readily available to those tempted by day trading....

NASD right to seek review of fee-based broker accounts

February 16, 2004

The new scrutiny of broker-dealer fee-based investment programs by NASD is a prudent development. After all the scandals of the past four years - from Enron Corp. to mutual fund market timing and after-hours trading - the investment industry...

Investors deserve disclosure in plain English, in plain sight

January 19, 2004

It can be a shield that protects individuals from biased investment advice from brokers or advisers, preserving trust between clients and the mutual fund companies, brokers and advisers. It can also shield institutions, brokers and financial...

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