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InvestmentNews turns 20: A young industry evolves, as does our coverage
A look back at 20 events that rocked financial advisers and their clients, and helped shape our profession.
USAA retreats from asset management business with $850 million sale to Victory Capital
USAA will continue to operate as an insurance brokerage and banking business serving military families.
Ohio National sued by broker-dealer Veritas over annuity trail commissions
The lawsuit comes days after an LPL broker filed a similar legal complaint.
Here’s how a Democratic House will affect financial advisers
While the new majority is unlikely to block the SEC advice rule, retirement income advocates forecast momentum for annuities legislation.
LPL broker sues Ohio National for 'unlawful’ move on variable annuity compensation
Lance Browning is trying to stop the insurer from terminating annuity trail commissions on behalf of thousands of other brokers.
SEC proposes variable annuity summary prospectus
Agency wants to improve investor knowledge, but consumer advocate says seven-page example included in proposal has similar weaknesses to Form CRS
Voya to exit individual life insurance business
The insurer joins other large players that have recently left the business, which is less profitable than it used to be.
Ohio National offers new round of variable annuity buyouts
Some experts believe the offer is related to the company's recent decision to discontinue trail commissions on some VAs.
State insurance commissioners draft annuity sales rule
But consumer advocate says proposal doesn't elevate standard beyond current suitability.
Morgan Stanley brokers will keep Ohio National annuity trail commissions
The controversial elimination of trail compensation on certain VA contracts won't apply to this firm's brokers.
Ohio National stokes adviser fears over annuity trail compensation
Advisers are concerned that Ohio National's "scorched-earth policy" may lead other insurers to take a similar action.
Providing incentives for annuities within retirement plans
To mature into a strong safety net, plans need to be able to deliver guaranteed lifetime income.
After Ohio National decision, the fine print of annuity trails is now a must-read
Broker-dealers are questioning Ohio National Financial Services' decision to terminate service agreements, and rest assured they will demand more commission protections in future contracts.
2019 Medicare premiums announced
Slight increase in Part B premium to $135.50 per month is in line with expectations.
In cases that could tarnish a broker’s reputation, Finra must do better
Finra charged Stanley Niekras in 2016 with violating industry catch all Rule 2010, but couldn't produce testimony from key witnesses.
Using an IRA to fund an HSA
A qualified HSA funding distribution gives clients a one-time chance for a tax-free distribution of funds from an individual retirement account.
How Ohio National’s move may lead to ‘unscrupulous’ broker behavior with annuities
If other insurers also start to terminate VA trail commissions, brokers might opt to take upfront sales commissions instead and start churning their clients' annuities.
A guide to Medicare open enrollment
Medicare enrollees should review their drug coverage and Advantage plans for 2019.
Transamerica pays $195 million to settle lawsuit over universal life insurance
Suit alleged the insurer improperly increased monthly costs to avoid guaranteed monthly interest payments.
Why You Needed a Continuity Plan Yesterday
With many people depending on a practice to continue operating in an advisor's absence, it's vital to have a detailed continuity plan. Learn how to get started on yours today.
