Results for "careers"

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Financial Telesis adviser with $700M bolts to Commonwealth

August 14, 2014

A Financial Telesis Inc. adviser with $700 million in assets under management has bucked LPL Financial's recruiting deal and signed on with Commonwealth Financial Network. Benjamin W. Wong, who runs an eponymous financial planning firm in Pleasanton,...

6 books that changed Joe Duran's life

August 11, 2014

As we approach the final languid days of summer I thought I'd share some of the books that helped open my eyes, gave me hope and changed my life for the better. I've listed them in the order I read them and how they shaped my perspective on...

Buckling in for market volatility

August 4, 2014

It's time to embrace market volatility and accept the fact the bull run for stocks is long in the tooth. Watching out for knee-jerk reactions The less-talked about risks of ETF investing, many of which could come to light in a market downturn....

Lebenthal lands $600 million BNY Mellon team

August 4, 2014

Lebenthal Holdings is continuing its push into the wealth management space with the addition of a $600 million duo to its up-and-coming investment advice unit, Lebenthal Wealth Advisors. The addition of Brendan Goldstein and William Patterson,...

The Fed is now fretting about wage growth and surprise inflation

July 24, 2014

Wage growth could catch the Fed off guard. Despite the upbeat notion of higher pay, this could put inflation worries front and center. 'When the dam breaks, it breaks' The SEC's halfway fix of money funds: Float the net asset value for institutions...

As economy improves, veteran advisers stay put

July 10, 2014

Even industry recruiters are starting to admit that there's a lull in the war for top adviser talent. “I don't see that much movement,” said Michael King, a recruiter and president of Michael King Associates Inc. “I would have thought...

Why I left a traditional RIA for a robo-adviser

May 30, 2014

Before I moved to FutureAdvisor, I was working for a registered investment adviser with $50 billion in assets under management, expanding their high-net-worth business globally. I received rigorous training, mentorship and great opportunities...

15 fastest-growing fee-only RIAs - Fee-only RIAs on the rise

May 28, 2014

Market conditions and a broader industry shift, with more and more advisory firms going independent, have caused the fee-only registered investment adviser (RIA) universe to expand at a rate of 11% per year. Among the top 100 firms – RIA giants...

Time is money: Quantifying the value of working hours

May 23, 2014

It's not a regulation, but it's no less inviolate a rule: your income will be completely dependent on where you and your team spend your 1,920 work hours a year. In a service business, time really is money. The allocation of work time is the...

Finra, SEC at odds over disclosure of bad behavior by brokers

May 16, 2014

Finra and the SEC are at odds over how much Wall Street wrongdoers should have to admit about their bad behavior. Splitting hairs when it comes to brokers behaving badly. When regulators send mixed messages Millennials might be great at getting...

RBC picks up Wells Fargo team with $350 million

May 2, 2014

RBC Wealth Management has picked up a team of ex-Wells Fargo advisers who previously managed approximately $350 million in assets and produced around $1.8 million in annual feels in commissions. Advisers on the Move: Check out Wells Fargo's...

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