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Big-name affiliation a big deal for the affluent: Cerulli
A large proportion of wealthy clients are more comfortable with advisors at national firms, according to new research.
MassMutual B-D gooses advisors with new bonus
MML Investors Services reps can earn an "advisor growth bonus" this year that rewards net new assets.
Just say no to Goldman’s executive comp plan, investors urged
Proxy voting firm cites ‘significant disconnect between pay and performance’ following CEO Solomon’s $31 million payday.
Kiss banks $300M with sale of song catalog
The band is also selling its name and image rights to Abba Voyage firm.
Washington advisor claims victories in Hightower noncompete saga
The legal skirmish has taken several turns, including a temporary restraining order and a decision kicking the case back to the state level.
Fees for financial planning are on the rise: AdvicePay
Research shows upticks across subscription and one-time payment models amid investors’ growing appreciation for financial advice.
Cambridge Investment Research chases RIA assets
The firm is paying up to recruits if they move client assets to its in-house money management system.
SEC hammers Commonwealth with $93M in penalties over revenue sharing
The penalty represents about one or two years of net income for the firm.
Sequoia Financial Group acquires $310M AUM Texas RIA
The deal increases Sequoia's footprint to 14 locations across eight states.
Will Wall Street banks avoid tough new climate-risk rules?
Potential for global rules has reportedly been thwarted by the Fed.
CalPERS taps New Zealander as new CIO for $495B fund
Stephen Gilmore currently oversees New Zealand's sovereign wealth fund.
Former AssetMark CEO Ahluwalia joins Hightower as president
RIAs should have ‘quality leadership teams,’ says Hightower CEO Bob Oros.
Record-high down payment, six-figure salary: US homebuying essentials
Those who want to invest in residential real estate face significant barriers.
Home insurance premiums heading still higher
The average premium for homeowners insurance is expected to rise 6 percent this year, following an increase of roughly 20 percent over the past two years, amid intensifying natural disasters.
Fidelity unveils next-gen campaigns in fight for financial literacy
The company is drafting its 74,000-plus army of associates to raise the bar on middle school and high school financial education.
Stocks rise as US inflation data still suggest rate cuts
As rise in key measure cools, investors bet Fed will cut this year.
World Bank warns of slowdown for APAC economies
China is among the economies where GDP is expected to weaken.
A firm designed for the digital age
Virtual meetings have personalized relationships with clients, says Rianka Dorsainvil, co-founder of 2050 Wealth Partners.
‘In my ethos, it’s about … how you impact the world’
An attorney by background, Grant Rawdin says a dedication to the client’s best interests is at the heart of what he does.
Cetera bolsters credit union commitment with new council
Seven founding members from Cetera’s credit union partners are coming together in a forum to improve wealth offerings in the sector.
