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Fintech M&A climbs to $4B in 2015, data analytics may drive more deals in 2016
Financial adviser technology M&A activity totaled nearly $4 billion in 2015, led by SS&C's blockbuster acquisition of Advent and marked by smaller deals for services ranging from financial planning software to robo-adviser technology.
Betterment catches up to Wealthfront in AUM as robo competition reaches boiling point
As the robo-adviser movement gains traction and giants such as Schwab and Vanguard flex their muscles in the space, competitors are trying to outmaneuver each other to survive.
Cybersecurity solutions to weak passwords
As part of a strong cybersecurity policy, advisers need to pay more attention to stronger password, fingerprint scanners and other technologies to protect their data, especially as the Securities and Exchange Commission sets its sights on cybersecurity this year.
Mobile work options impact RIA firms
Allowing employees more flexibility and control over their work routines can lead to greater productivity and a long-tenured team.
Microsoft Dynamics CRM program gets a face lift
Client-relationship management program Microsoft Dynamics announced upgrades on Monday, but some financial advisers say the platform is still not ready for the big leagues.
Morgan Stanley names operating chief as lead of ‘digital offering’
As Morgan Stanley's head of wealth management, Greg Fleming, steps down, Jim Rosenthal, chief operating officer, is stepping up to take the reins of the firm's impending digital offering.
SEC report revisits sting of unsolved Aug. 24 market slide
That date still leaves some ETF fans shaking in their boots. The report tells us what happened, but not why or what to do to prevent future recurrences.
Robos will fare well in market volatility with nerves of steel
Online investment platforms, which for the most part offer passive investment portfolios, say their clients can handle market volatility in 2016.
What we’ll remember about the markets in 2015
Some highs and lows, swings and misses
4 ways to successfully prepare your firm for big tech changes
Understanding how you work with your technology today will ensure you understand the impact of the changes you are planning.
RCAP evaluating Docupace’s role amid bankruptcy filing
RCS Capital Corp. is still evaluating Docupace, the SEC- and Finra- compliant paperless processing system used by its retail broker-dealer network, as RCAP prepares to file for bankruptcy.
Face time just as important to younger clients
When figuring out how to best engage with clients, age is only one factor that should be taken into consideration
Technology for the holidays
Some ideas on what to send to clients, and how to do it
A robo-adviser may be in the works for Morgan Stanley
Wealth Management President Gregory Fleming says a digital platform could attract younger clients to the firm.
Robo-advisers demand attention
Financial professionals need not fear robo-advisers, but they can't afford to ignore them
Cybersecurity touches clients, staff
What may happen when cybercriminals target the financial advisory industry?
Former Cetera boss named new FolioDynamix president
Steve Dunlap takes the helm at the wealth management tech provider FolioDynamix.
Setting adviser social media resolutions for the new year
Now is the time to determine marketing strategies to achieve your goals in the coming year.
Wealthbox launches new CRM version with Gmail integration
Wealthbox, a client relationship management system for financial advisers, will launch its latest CRM platform to integrate widely-used Gmail accounts.
Bank teams up with FutureAdvisor to offer clients investment platform
BBVA isn't the only bank with eyes on algo-driven advice, the next trend in the robo-movement.
