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The psychology of regulation: applying nudge theory to compliance
Nudge theory and the rise of advanced technology promise new methods for advisory firms to fight the good fight in a world where the dangers of non-compliance have never been greater.
Envestnet acquires data-analytics and account-aggregation company Yodlee
This marks the wealth management software and service provider's third acquisition so far this year as it builds out its suite of tech offerings for advisers.
Cyber criminals getting more aggressive and devious
No matter how well you know your clients, don't shortcut security procedures.
Envestnet deal puts personal financial data aggregation center stage
With the firm's latest acquisition of Yodlee, advisers are reminded to take advantage of big data in clients' accounts.
Smartphone security should be the No. 1 priority for advisers accessing client data on the go
Hacking isn't just on desktops — mobile devices are the new battleground.
Why advisers should set up an in-house video studio
Fidelity finds video is a useful vehicle for timely, targeted messages to emerging investors.
Wealthbox CRM integrates instant messager Slack into adviser tech platform
Having a virtual chat room in the office boosts teamwork and productivity, proponents say.
Advisers wasting time and money by underutilizing tech
Wealth management professionals who don't take full advantage of their firm's software programs are at a competitive disadvantage.
Vendors respond to advisers’ lack of tech-savviness with educational resources
Junxure is the latest CRM system provider to roll out elearning tools for users.
Twitter gets advisers in-the-know in real time
Analysts used to have the biggest voice on a stock market movements, but now it's influencers with a large social-media following who carry weight.
Curian Capital’s sudden exit creates a TAMP feeding frenzy
Curian Capital's unexpected announcement that it is closing shop at year-end has sent the $300 billion TAMP industry scrambling to woo advisers working with the $11 billion platform.
Advisers, take charge of your tech – or hire someone who will
Having an IT expert on staff to handle software and get employees up to speed can make all the difference.
How your peers view robo-advisers
Advisers' answers to big questions about robo-advice
Openness, transparency drawing investors to robo-advisers over Wall Street banks
CEO of Personal Capital sees investors choosing new options over the old due to fee transparency, focus on customer's best interests
Microsoft unveils Windows 10, but advisers wait to see about security, features
Like with any software updates, there will be bugs, even on an alluring new operating system.
How to get broker-dealers over the technology adoption hurdle
The four key elements in expanding technology use among broker-dealers and advisers.
LPL Financial plans to launch robo-adviser in next two months
Dan Arnold, LPL's president, says the firm plans to launch a robo that won't replace its financial advisers but will "gain a certain amount of the market."
Reality of the robo invasion isn’t what advisers think
While many believe that robos keep advisers up at night, findings from a new study show a very different reality.
Real-time apps help advisers connect and stay in touch with clients
Getting to know your clients has never been easier, thanks to scalable technology.
The final hurdle in the challenge of going paperless
Testing out a couple 'yellow pad' apps leads to the discovery that it's not so hard after all.
