Displaying 2253 results
Merrill Private Wealth Management chief to lead Citi Private Bank North America
Citibank incumbent is retiring after 22 years with the firm.
UBS scraps Credit Suisse coal financing rollback
Global asset manager will instead detail its own plan for climate change.
Raymond James adds teams from Morgan Stanley, UBS
The firm welcomes a $350 million duo in New England, and an advisor in Florida who had managed a $235 million book.
Morgan Stanley flexes private-market muscle with new service
Wirehouse’s new concierge desk broadens opportunities for wealth clients to invest in private secondary markets.
Merrill Lynch $320M duo joins Ameriprise
The Tacoma, Washington, team was attracted by advisor-client experience.
Wells Fargo appoints JPMorgan veteran as vice chairman
Doug Braunstein served as chief financial officer at JPMorgan.
$450M team joins Raymond James from Merrill
The Winter Park, Florida-based wealth practice caters to retirees, business owners, and aerospace and defense industry execs.
LPL lands $1B team from Merrill Lynch
The Pennsylvania-based private wealth team works with high-net-worth families, business owners, professionals and executives.
Father-son team shares tips for business, relationship success
UBS wealth manager Hannes Grascher was extremely careful when he brought his son Max onto his team.
Wells Fargo appoints 34-year veteran to lead growing independent channel
New leader will focus on growing market share for firm’s WIM business.
Has the wealth industry entered a new era of dealmaking?
Echelon Partners report shows RIAs continuing to gain market share in 2023, while private equity firms figured in three-fifths of transactions.
Wells Fargo consent order for fake accounts ended by OCC
While the consent order has been lifted, Wells Fargo still has a cap on its growth imposed by the Federal Reserve.
Finra fines Morgan Stanley $1.6M over muni transaction shortfalls
Broker-dealer self-regulator finds pattern of gross supervisory failure involving municipal securities over a five-year period.
Morgan Stanley to cut several hundred jobs in wealth unit
The layoffs will affect less than 1 percent of the workers in the wealth management business.
Raymond James adds to talent pool with Morgan Stanley hire
The seasoned advisor brings more than two decades of industry experience.
On a mission to make the advisory industry more female-friendly
‘Women are like an afterthought in the industry’, says Cary Carbonaro, of Advisors Capital Management
UBS bolsters upper-high-net-worth presence with $2B team
New Jersey-based boutique practice focused on affluent families leaves Merrill Lynch to join UBS.
Rockefeller poaches $1.3B Morgan Stanley team
The wealth advisory team, which caters to high-net-worth clients, is the firm's fourth recruit this year.
UBS has wasted no time in offering AT1 bonds
The bank announced its plans Tuesday and is already offering the notes.
UBS plans up to $1B in buybacks this year
The wirehouse posted its second straight quarterly loss, with pretax profit at the wealth management unit well below estimates.
