Results for "rbc wealth management"

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Broker protocol for recruiting a boon for clients

November 20, 2017

Turns out the broker protocol for recruiting among securities firms not only helps advisers more easily relocate where they work, it also has unexpected benefits for clients. The protocol, first agreed to by a handful of large firms more than...

RBC Wealth Management on recruiting roll

November 14, 2017

RBC Wealth Management is on a recruiting tear in 2017, as its recruiting bonus remains one of the most attractive on Wall Street, according to industry sources. According to data compiled by InvestmentNews, RBC Wealth Management successfully...

RBC Wealth Management’s women & wealth transfer report

November 9, 2017

Women have a powerful impact on family wealth and the transfer of assets to the next generation. This report, the first of four in our wealth transfer series, looks at how women build, preserve and pass on their family legacy.

Finra panel awards $212,000 to ex-client of RBC

September 14, 2017

An all-public Finra arbitration panel has awarded $212,000 to the estate of a former RBC Wealth Management client who had charged the firm with negligence and elder abuse. The client, the late Hazel Kitzman, and her attorneys charged that RBC...

Interns will take on several roles at advisory firms this summer

June 21, 2017

Tens of thousands of college students will be toiling away this summer at financial advice internships around the nation, taking on projects like exploring new software and helping firms go paperless to planning office celebrations and client...

Many wealthy Americans haven't planned for the transfer of their assets

January 31, 2017

Affluent Americans aren't doing much to prep the next generation to inherit their riches, creating a wealth of opportunity for financial advisers who can convince clients to focus on legacy planning. Even though about $4 trillion is set to be...

Adviser group with $500 million in assets jumps to RBC from Wells Fargo

November 2, 2016

A team of five financial advisers with $500 million of assets has left Wells Fargo & Co. for RBC Wealth Management. Heide Wealth Management Group will operate from the brokerage firm's Orland Park, Ill., branch, according to a statement Wednesday...

Advisers on the Move, third quarter recap

October 16, 2016

Top-ranked firms by net change in AUM Firm Gained AUM($M) Lost AUM($M) Net change($M) Gained # of teams Lost # of teams Raymond James 9,768 300 9,468 14 1 6 Meridian 2,200 0 2,200 1 0 RBC Wealth Management 1,824 0 1,824 5 0 Stifel Nicolaus &...

Stifel advisers with $300 million in assets depart for RBC Wealth Management

September 30, 2016

A team of financial advisers at Stifel Financial Corp. overseeing $300 million in assets has joined RBC's wealth management unit. Darren Lehrman and Brian Marzulli are joining the firm's office in Parsippany, N.J., along with their investment...

RBC Wealth Management recruits $1 billion adviser team from Morgan Stanley

August 30, 2016

A team of advisers with about $1 billion of client assets has left Morgan Stanley for RBC's wealth management business. The Evergreen Group joined RBC's office in San Antonio, according to a statement Tuesday from RBC Wealth Management. Most...

Philanthropic advisers and firms named as finalists for Community Leadership Awards

August 4, 2016

The Invest in Others Charitable Foundation and InvestmentNews have recognized the philanthropic efforts of 15 advisers and 10 financial firms, naming them as finalists for the 2016 Community Leadership Awards. The tenth annual awards will be...

Legg Mason acquires 82% stake in robo-adviser Financial Guard

July 7, 2016

Legg Mason, an asset manager with $718 billion under management, acquired an 82% equity interest in a robo-adviser called Financial Guard. The firm plans to offer the digital advice platform, which will fall under the company's alternative distribution...

What the loss of Prince can teach us about estate planning

May 5, 2016

For many people, thinking about what will happen to their estate after they die is too uncomfortable or too complicated of a topic to tackle. Some decide to wait. Some decide that a plan is not necessary. Others simply never get to it. But for...

From the C Suite with RBC's John Taft: It isn't enough just to get up and work

April 25, 2016

John Taft is contemplating how to make a difference in what he calls “the next chapter” of his life. At 61, the chief executive of Royal Bank of Canada's U.S. Wealth Management division is retiring at the end of May. Anything from writing...

Still plenty of headaches for independent broker-dealers in the DOL fiduciary rule

April 24, 2016

Even though the Labor Department's recent changes to how financial advisers can counsel clients on retirement assets isn't the industry killer some had feared, independent broker-dealers will find plenty of unpleasant realities among the details...

Boston-based Cambridge Savings Bank partners with robo-adviser SigFig

April 11, 2016

Boston-based Cambridge Savings Bank is partnering with San Francisco-based robo-adviser SigFig to offer clients an investment management tool, called Connect Invest, alongside their bank products. Clients will be able to open, fund and manage...

RBC partners with BlackRock's FutureAdvisor for robo-adviser pilot program

February 2, 2016

RBC Wealth Management has rolled out a robo-adviser for its top advisers in a half dozen teams within the United States as part of a pilot program, said John Taft, chief executive of RBC's wealth management unit. The brokerage has partnered...

The biggest adviser moves for the fourth quarter 2015

January 25, 2016

2015 was a busy year for adviser movement, according to the InvestmentNews Advisers on the Move Database. In the fourth quarter alone, over $26 billion in assets under management changed firms, totaling 63 teams of advisers. In the graphics...

Biggest billion-dollar adviser moves since 2011

January 22, 2016

Over the past five years, big adviser moves have picked up steam. These interactive graphics offer more details on the biggest moves since 2011. Hover your cursor over the names of the firms for details on where advisers moved from, as well...

RBC's U.S. wealth management CEO John Taft is retiring

January 15, 2016

John Taft, the chief executive officer of Royal Bank of Canada's U.S. wealth management unit, is retiring, according to a spokeswoman. Mr. Taft, 61, has led the Minneapolis-based unit since 2005 and will continue in his role through May 31,...

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