Results for "rbc wealth management"

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Even the strongest retirement plans can be derailed by health care costs

February 26, 2018

Rising health care costs have long been the bane of working Americans, but most people don't give enough thought to how escalating health care costs in retirement can derail even the most solid financial plan. "While the exact cost varies for...

J.P. Morgan adds more than $8 billion in client assets in fourth quarter

February 22, 2018

J.P. Morgan Securities was the big winner when it came to recruiting financial advisers in the final quarter of 2017, adding client assets of almost $8.2 billion. The firm gained six individual advisers or teams while watching seven move to...

Encourage diverse individuals to be leaders

February 15, 2018

Earlier this year, I challenged a room full of female financial advisers to consider stepping up into a leadership role. If ever the idea of leading crossed their minds, or if they were the least bit curious, I encouraged them to talk to me...

Eight brokerage firms urge CFP Board to delay new fiduciary standards

February 5, 2018

Eight major brokerage firms are calling on the Certified Financial Planner Board of Standards Inc. to halt its effort to raise the investment-advice requirement attached to the designation until the Securities and Exchange Commission proposes...

John Taft joins Baird as vice chairman

January 29, 2018

John Taft, CEO of RBC Wealth Management from 2005 to 2016, has joined Baird as vice chairman and a member of the firm's executive committee. He will "pursue strategic business opportunities across Baird's platform, focusing his attention initially...

Finra elder-abuse rule could trigger delicate conversations between brokers, clients

January 26, 2018

A new Finra regulation designed to prevent financial exploitation of seniors will spur what could be delicate conversations between brokers and older clients. The rule, which goes into effect on Feb. 5, requires that brokers make a reasonable...

Duo managing $180 million at RBC joins Alex. Brown ​

January 9, 2018

Collin Rigler and associate adviser, Eric Montijo, who managed $180 million at RBC Wealth Management in Los Angeles, have joined the local office of Alex. Brown, a division of Raymond James. The two operate as the Rigler Group. Before joining...

Ex-Morgan Stanley execs pick up firm's advisers

December 18, 2017

Eager to clamp down on advisers leaving the firm, Morgan Stanley last week announced it was given a temporary restraining order from a federal judge in New Jersey against a broker who had earlier jumped to an independent broker-dealer. In October,...

Broker protocol for recruiting a boon for clients

November 20, 2017

Turns out the broker protocol for recruiting among securities firms not only helps advisers more easily relocate where they work, it also has unexpected benefits for clients. The protocol, first agreed to by a handful of large firms more than...

RBC Wealth Management on recruiting roll

November 14, 2017

RBC Wealth Management is on a recruiting tear in 2017, as its recruiting bonus remains one of the most attractive on Wall Street, according to industry sources. According to data compiled by InvestmentNews, RBC Wealth Management successfully...

RBC Wealth Management’s women & wealth transfer report

November 9, 2017

Women have a powerful impact on family wealth and the transfer of assets to the next generation. This report, the first of four in our wealth transfer series, looks at how women build, preserve and pass on their family legacy.

Finra panel awards $212,000 to ex-client of RBC

September 14, 2017

An all-public Finra arbitration panel has awarded $212,000 to the estate of a former RBC Wealth Management client who had charged the firm with negligence and elder abuse. The client, the late Hazel Kitzman, and her attorneys charged that RBC...

Interns will take on several roles at advisory firms this summer

June 21, 2017

Tens of thousands of college students will be toiling away this summer at financial advice internships around the nation, taking on projects like exploring new software and helping firms go paperless to planning office celebrations and client...

Many wealthy Americans haven't planned for the transfer of their assets

January 31, 2017

Affluent Americans aren't doing much to prep the next generation to inherit their riches, creating a wealth of opportunity for financial advisers who can convince clients to focus on legacy planning. Even though about $4 trillion is set to be...

Adviser group with $500 million in assets jumps to RBC from Wells Fargo

November 2, 2016

A team of five financial advisers with $500 million of assets has left Wells Fargo & Co. for RBC Wealth Management. Heide Wealth Management Group will operate from the brokerage firm's Orland Park, Ill., branch, according to a statement Wednesday...

Advisers on the Move, third quarter recap

October 16, 2016

Top-ranked firms by net change in AUM Firm Gained AUM($M) Lost AUM($M) Net change($M) Gained # of teams Lost # of teams Raymond James 9,768 300 9,468 14 1 6 Meridian 2,200 0 2,200 1 0 RBC Wealth Management 1,824 0 1,824 5 0 Stifel Nicolaus &...

Stifel advisers with $300 million in assets depart for RBC Wealth Management

September 30, 2016

A team of financial advisers at Stifel Financial Corp. overseeing $300 million in assets has joined RBC's wealth management unit. Darren Lehrman and Brian Marzulli are joining the firm's office in Parsippany, N.J., along with their investment...

RBC Wealth Management recruits $1 billion adviser team from Morgan Stanley

August 30, 2016

A team of advisers with about $1 billion of client assets has left Morgan Stanley for RBC's wealth management business. The Evergreen Group joined RBC's office in San Antonio, according to a statement Tuesday from RBC Wealth Management. Most...

Philanthropic advisers and firms named as finalists for Community Leadership Awards

August 4, 2016

The Invest in Others Charitable Foundation and InvestmentNews have recognized the philanthropic efforts of 15 advisers and 10 financial firms, naming them as finalists for the 2016 Community Leadership Awards. The tenth annual awards will be...

Legg Mason acquires 82% stake in robo-adviser Financial Guard

July 7, 2016

Legg Mason, an asset manager with $718 billion under management, acquired an 82% equity interest in a robo-adviser called Financial Guard. The firm plans to offer the digital advice platform, which will fall under the company's alternative distribution...

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