Clearing and custody
A lack of interest
Record-low interest rates continue to create head winds for clearing firms, which traditionally have profited from the spreads earned from holding clients' cash.
Where the largest indie B-Ds clear
Clearing firms used by the independent broker-dealers with the most revenue
Custodians strike balance on tech offerings
Custodians and broker-dealers know that if they provide too little - or too much - technology they risk angering the advisers with whom they work.
Go global, young man
Low U.S. interest rates might be shrinking profit margins at clearing firms, but the biggest players in the industry are investing for the future - overseas.
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@IN Wire
May 21 06:53PM
Advisers in storm-ravaged Oklahoma struggle to find clients, neighbors http://t.co/Hu6GQuzCnn
May 21 05:00PM
Citing change at the firm, brother and sister team splits Morgan Stanley http://t.co/ZA84lRnIms
Upcoming Events
Tuesday, May 21
Conference: 2013 Alternative Investments Conference