Building a constructive relationship with regulators
January 28, 2014 @ 11:15 am
Financial Services Institute President and CEO Dale Brown sounds off on his group's wish list from FINRA, including a fairer arbitration process, clearer examinations and greater transparency in how they govern themselves.
More from the Event
This paper provides advisers with a current snapshot of women investors as a powerful opportunity, and explores their attitudes towards investing and adviser performance. It also goes a step further to propose a new approach to helping women achieve the goals that may be most important to them.
Financial planning for non-traditional couples is a field that is experiencing dynamic change. Although most developments have been liberating and positive for affected clients, changes are coming so fast that keeping track of them can be bewildering. This new white paper from AIG Advisor Group highlights some of the most important developments.
Pricing presents an opportunity for advisers to better align their services and fees to more accurately reflect the value they delivers to their clients on a regular basis. This white paper explores how advisers can assess their pricing structure, popular pricing strategies, and how to effectively implement a pricing change while minimizing the impact to their clients.
Findings from the Fidelity Advisor Insights study reveal the traits of "High-Performing" Advisers who earned twice as much as other advisers.