Financial Services Institute: OneVoice 2014

Building a constructive relationship with regulators

Jan 28, 2014 @ 12:00 am

Runtime: 2:47

Financial Services Institute President and CEO Dale Brown sounds off on his group's wish list from FINRA, including a fairer arbitration process, clearer examinations and greater transparency in how they govern themselves.

The Financial Services Institute's annual broker-dealer conference, taking place January 27-29 in Washington, D.C.


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