A former middle school and high school English teacher, Bruce Kelly started at InvestmentNews in 2000 as the brokerage reporter after a two-year stint at sister publication Pensions & Investments. He writes a bi-weekly, award winning column, On Advice, and covers the independent broker-dealer industry.
Jul 20, 2017
Newbridge Securities agrees to the order without admitting or denying allegations
Jul 20, 2017
Reduction in compensation begs question of whether rule is being twisted to bolster broker-dealers' bottom lines
Jul 19, 2017
If wirehouses can successfully reduce their reliance on signing bonuses to recruit brokers, they could increase profits
Jul 18, 2017
Chairman and CEO of the bank that contains Merrill Lynch says the DOL regulation is part of a larger trend in financial services
Jul 17, 2017
Under an alternative plan, WFG's advisers will be relocated to three broker-dealers, including one owned by National Holdings
Jul 11, 2017
LPL is eliminating some bonuses, while Raymond James is trimming compensation in its employee channel for those producing more than $300,000 in revenue
Jun 28, 2017
With testimony concluded, case could go to the jury as early as Thursday
Jun 27, 2017
Former CFO claims everything he did was 'appropriate' and 'correct'
Jun 25, 2017
Testimony at Block trial places REIT czar at center of alleged conspiracy
Jun 24, 2017
At one time, major brokerage houses ran large, expensive training programs for thousands of young brokers, and now it looks as if they are about to return to that model.