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Bruce Kelly

Senior Columnist

Bruce Kellyhttp://www.investmentnews.com/apps/pbcsi.dll/persbilde?Avis=CI&ID=BKELLY&maxw=220&cci_ts=20160531000042

A former middle school and high school English teacher, Bruce Kelly started at InvestmentNews in 2000 as the brokerage reporter after a two-year stint at sister publication Pensions & Investments. He writes a bi-weekly, award winning column, On Advice, and covers the independent broker-dealer industry.

Recent Articles

Independent broker-dealer business model is an endangered species

May 29, 2016

In the new DOL fiduciary landscape, B-Ds can no longer be dependent on commissions

Raymond James involved in $350 million development fraud: SEC-appointed receiver

May 27, 2016

Latest lawsuit alleges widespread misuse of investor funds abetted by the brokerage firm

After bankruptcy, Cetera Financial Group looking to sell Legend Equities Corp.

May 25, 2016

Company also sheds RCS Capital name, officially putting the Nicholas Schorsch era behind it

Two pro athletes win $819,000 arbitration award from Morgan Stanley

May 24, 2016

Firm's former broker put NBA guard Keyon Dooling and NFL offensive tackle John St. Clair in investments that later turned out to be worthless, according to their lawyer

Troubled Texas REIT defaults on $35 million loan

May 24, 2016

UDF IV also has suspended distributions to shareholders

Appointment of former LPL exec Robert Moore to Cetera's board could help embattled B-D restore its brand

May 20, 2016

People inside and outside the company say word of the new chairman has already given a lift to morale of advisers

Federal judge approves RCAP bankruptcy plan

May 20, 2016

Decision paves way for its biggest asset, Cetera Financial Group, to emerge as a privately held company

Former AR Global REIT director cries foul over potential merger

May 20, 2016

Robert Froehlich says fact that both acquiring REIT and REIT being acquired have same CFO is a 'manifest conflict of interest'

Robert Moore to return to brokerage industry as chairman of Cetera

May 18, 2016

Firm also expected to merge broker-dealer VSR into Summit, Investors Capital into Cetera Advisors

Troubled Texas REIT claims no fraud after internal investigation

May 18, 2016

UDF IV, a target of Kyle Bass, says it is not operating a Ponzi scheme

View all stories by Bruce »