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Bruce Kelly

Senior Columnist

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Bruce Kellyhttp://www.investmentnews.com/apps/pbcsi.dll/persbilde?Avis=CI&ID=BKELLY&maxw=220&cci_ts=20160828220208

A former middle school and high school English teacher, Bruce Kelly started at InvestmentNews in 2000 as the brokerage reporter after a two-year stint at sister publication Pensions & Investments. He writes a bi-weekly, award winning column, On Advice, and covers the independent broker-dealer industry.

Recent Articles

Owner of Texas broker-dealer target of $3 million complaint over variable annuities

Aug 26, 2016

Complaint naming Jackie Wadsworth, CEO of IMS Securities, centers around sale of VAs and real estate securities

Seven-year MedCap Capital Holdings Ponzi case is over

Aug 25, 2016

With bankruptcy case concluded, investors stand to recover $400 million

DOL fiduciary rule sparks LPL to standardize fees on mutual funds: CEO

Aug 24, 2016

New regulation was catalyst for broker-dealer to impose uniformity, says LPL Financial's Mark Casady

LPL highlights service gains at annual Focus meeting

Aug 22, 2016

Nuts-and-bolts improvements for firm's 14,000 advisers stressed

Real estate valuations likely to cap REIT returns

Aug 19, 2016

Sales of nontraded REITs have fallen off a cliff as the brokerage industry struggles to adapt to new regulations

LPL to employees: No raises in 2016

Aug 17, 2016

Company cites market volatility and financial uncertainty as factors for pay freeze

Top Cambridge advisers bolt in wake of private partnership dispute

Aug 16, 2016

A sister firm to Cambridge — Continuity Partners Group — has brought a Finra arbitration claim against five of the advisers, while the brokers have filed a counterclaim in federal court

Lebenthal shutters wealth management group

Aug 11, 2016

The division opened its doors at the start of 2014 but failed to gain traction in the shifting advice marketplace

Blackstone jumps into nontraded REIT market

Aug 10, 2016

Firm wants to raise $5 billion in first venture, possibly through wirehouses

Federal court denies Ray 'Buckets of Money' Lucia's appeal to SEC ban

Aug 9, 2016

The adviser and radio show host had challenged the right of the SEC to use administrative law judges to hear cases such as his.

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