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Bruce Kelly

Senior Columnist

Bruce Kellyhttp://www.investmentnews.com/apps/pbcsi.dll/persbilde?Avis=CI&ID=BKELLY&maxw=220&cci_ts=20170116120949

A former middle school and high school English teacher, Bruce Kelly started at InvestmentNews in 2000 as the brokerage reporter after a two-year stint at sister publication Pensions & Investments. He writes a bi-weekly, award winning column, On Advice, and covers the independent broker-dealer industry.

Recent Articles

SEC hits Morgan Stanley with $13 million fine

Jan 13, 2017

Says wirehouse overbilled investment advisory clients due to coding and other billing system errors

Bank of America's Merrill Lynch reports a 1% increase in number of financial advisers

Jan 13, 2017

Bank's wealth management unit reports higher earnings on lower revenue

Broker-dealers have different views on recruiting over next six months

Jan 12, 2017

DOL rule could prompt some advisers to move ahead of time — and others to stay put until they gauge rule's impact

Former ARCP accounting officer Lisa McAlister expected to testify at ex-CFO Brian Block's securities fraud trial

Jan 11, 2017

Both resigned in the wake of the accounting scandal that rocked Nicholas Schorsch's real estate empire

With DOL fiduciary looming, Advisor Group reduces fees on its brokerage and advisory platform

Jan 10, 2017

Move is among a series of changes the firm is making as it gets ready for new regulation

Tim Murphy, former head of a closed Cetera Financial Group broker-dealer, now with LPL affiliate

Jan 5, 2017

Mr. Murphy 's Broker Check report shows he's working for Integrated Financial Partners

Wells Fargo Advisors to pony up $35.5M in race discrimination, class action settlement

Jan 4, 2017

The group of six brokers are joined by 325 confirmed African American brokers or trainees at the firm. There could be another potential 200 class members.

Amy Webber to replace Eric Schwartz as CEO of Cambridge Investment Research

Jan 3, 2017

Mr. Schwartz will still be involved as executive chairman of the independent broker-dealer he founded

Cambridge's Eric Schwartz looks into the future of independent broker-dealer industry

Dec 29, 2016

Predicts next market downturn will usher in new era of big B-D mergers

UBS fires top Connecticut broker Phil Fiore Jr. for multiple violations

Dec 28, 2016

Wirehouse claims adviser failed to inform it of outside business activities

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