Senior Columnist, Independent Broker-Dealers and Wirehousesstaff
A former middle school and high school English teacher, Bruce Kelly started at InvestmentNews in 2000 as the brokerage reporter after a two-year stint at sister publication Pensions & Investments. He writes a bi-weekly, award winning column, On Advice, and covers the independent broker-dealer industry.
Jul 18, 2018
Firm has seen little attrition since it dumped the broker protocol last fall, Gorman says
Jul 17, 2018
Details of sale to one or more P-E firms could be announced as early as today
Jul 16, 2018
Wirehouse said gross new household acquisitions by experienced advisers were up 71% in the first half of the year
Jul 13, 2018
Company also set aside $114 million over fees for rich clients
Jul 12, 2018
Sales could hit $5.1 billion this year, up from $4.2 billion in 2017, according to Robert A. Stanger & Co. Inc.
Jul 11, 2018
GPB, which offers private placements, also cut the distribution rate on one of its funds
Jul 11, 2018
The 32-year industry veteran, whose team at Merrill had $2.9 billion in assets, launches Keebeck Wealth Management in Chicago
Jul 10, 2018
Industry plaintiffs who succeeded in vacating the regulation filed a motion seeking no further action
Jul 9, 2018
How will the four wirehouses react to this news?
Jul 7, 2018
The Senior Safe Act and new Finra rules are the latest initiatives to encourage advisers to intervene in cases of elder financial fraud. But the measures don't guarantee advisers won't be sued