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Bruce Kelly

Senior Columnist, Independent Broker-Dealers and Wirehouses

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Bruce Kellyhttp://www.investmentnews.com/apps/pbcsi.dll/persbilde?Avis=CI&ID=BKELLY&maxw=220&cci_ts=20180527114230

A former middle school and high school English teacher, Bruce Kelly started at InvestmentNews in 2000 as the brokerage reporter after a two-year stint at sister publication Pensions & Investments. He writes a bi-weekly, award winning column, On Advice, and covers the independent broker-dealer industry.

Recent Articles

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Internship led to full-time job with Merrill team in Boston

May 25, 2018

Joel Guerrero likes finance, enjoys helping people and believes he has the social skills needed to succeed in financial advice

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Ex-Edward Jones broker sues former firm, alleging racial bias

May 25, 2018

Complaint alleges the firm's policies limit African-Americans' 'income and advancement opportunities'

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Former Barclays wealth management executive wins $2.7 million arb award from former firm

May 23, 2018

Thomas W. Lee claimed Barclays shortchanged him after he guided sale of advisory unit to Stifel Financial Corp.

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UBS latest to make push for young, diverse advisers

May 22, 2018

Wirehouse creates two new training programs and brings in a firm to help it find ethnically diverse candidates

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David Lerner compliance officer loses 'nonsensical' and 'specious' appeal over reporting tax liens

May 22, 2018

Allan Holeman failed to disclose three IRS liens totaling $157,000

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Two Morgan Stanley brokers sue their old firm as they walk out the door

May 21, 2018

Brokers want court to decide if client information really is a trade secret and whether contracts signed when Morgan Stanley was a member of the protocol for broker recruiting are still enforceable

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Pope Francis wants financial advisers to work like fiduciaries

May 18, 2018

Vatican bulletin admonishes advisers who act against the best interests of their clients

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Wells Fargo sees slowdown in advisers exiting this year

May 17, 2018

The 2016 banking scandal and public relations fiasco had alienated some of the firm's advisers

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What's the next act for Waddell & Reed's advisers?

May 17, 2018

The B-D's head count has dropped more than 29% over the last year, although the productivity of the remaining advisers improved

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Waddell & Reed sees flurry of senior staff departures

May 16, 2018

Firm also experiences an almost 30% decline in number of brokers and advisers

View all stories by Bruce »

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