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Mark Schoeff Jr.

Senior Reporter: Washington, Regulation and Legislation

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Mark Schoeff Jr.http://www.investmentnews.com/apps/pbcsi.dll/persbilde?Avis=CI&ID=MSCHOEFF&maxw=220&cci_ts=20180818124008

Mark Schoeff Jr. covers Capitol Hill and regulatory agencies for InvestmentNews. A former Senate aide, he’s seen firsthand the best and worst of Washington since the end of the Bush 41 administration. An Indiana native, he’s a victim of capture himself — by the capital’s sport teams — becoming a Nationals, Wizards and Skins fan.

Recent Articles

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SEC ponders creating video to help investors decide between investment adviser and broker

Aug 10, 2018

Chairman Jay Clayton has suggested the host on the video would deliver similar information as conveyed on disclosure Form CRS

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Registered reps, firms in brokerage industry decline: new Finra report

Aug 9, 2018

Regulator publishes first-ever snapshot of sector it oversees

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Deluge of comment letters to SEC shows usual split on raising broker standards

Aug 7, 2018

Industry groups support SEC advice rule proposal, investor advocates call for overhaul

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Investors want more information about financial advisers' fees

Aug 6, 2018

In SEC roundtables, agency leaders hear ideas ranging from cost calculator to graphic illustrations

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Don't shoehorn advisers into broker regulations: IAA

Aug 3, 2018

In comment letter, Investment Adviser Association criticizes SEC advice rule for net capital, account statement and licensing requirements

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Former dissident candidate for Finra board now runs with board imprimatur

Aug 1, 2018

Seeking re-election, Kovack faces insurgent Lanstein for mid-size-firm seat; four vie small-firm seat

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Brokerages unnerved by parts of SEC advice rule that echo DOL fiduciary rule

Jul 31, 2018

Industry lobbyist suggests regulator avoid 'prescriptive' language for mitigating conflicts

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DOL fiduciary rule can cause litigation risk from beyond the grave

Jul 27, 2018

Although measure died in June, Massachusetts case against Scottrade lives on

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Finra consolidates enforcement program in hopes of delivering consistency, transparency

Jul 26, 2018

Regulator says move will ensure unified approach in charging, sanctions

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SEC nominee Roisman stresses disclosure, helping investors understand adviser relationship

Jul 24, 2018

Sen. Elizabeth Warren presses him on his stance on broker conflicts of interest

View all stories by Mark »

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