Advisers and firms honored for charitable giving

Invest in Others Charitable Foundation recognizes advisers' work for children and other philanthropic causes

Sep 28, 2017 @ 9:00 pm

By Deborah Nason

Five financial advisers and two firms received top honors Thursday night at the annual Invest in Others Awards, formerly known as the Community Leadership Awards, presented by the Invest in Others Charitable Foundation.

The awards program, in its 11th year, recognizes individuals and organizations for outstanding charitable initiatives and corporate philanthropy. About 550 professionals and guests attended the gala at Cipriani 42nd Street in New York.

"The recent catastrophic events in Houston, Florida, Mexico, and the Caribbean have brought droves of people together to help those in need, but the financial advice industry is no stranger to this kind of community service," said Megan McAuley, executive director and president of the Invest in Others Charitable Foundation. "This year's finalists and winners demonstrate what it's like to use their skills and talents to serve those in need and address challenges in their communities."

Each adviser winner was a finalist in one of five categories, chosen from hundreds of nominations submitted to the foundation. Winning advisers received $20,000 awards for their designated charities ($25,000 for the Lifetime Achievement Award) and the other finalists received $5,000 each.

Mark Anselmo, president of Anselmo Investment Management in Temecula, Calif., won the Lifetime Achievement Award for the Our Nicholas Foundation, which supports children with autism and their families.

Over the past 12 years, the non-profit has provided the public school autism programs with thousands of items and has created a community center.

The other finalists for the Lifetime Achievement Award were Gerald H. Denney, Jr. of Piedmont Wealth Management for Loaves & Fishes Food Pantry, and Ben Sax of Merrill Lynch for the Anti-Defamation League.

William Sparks, an international financial Advisor with Merrill Lynch in Encinitas, Calif., won the Volunteer of the Year Award for the charity he founded in 2008, Los Angelitos de Encinitas.

The non-profit provides after-school programs each year for about 750 local low-income children.

(More:Fifteen advisers, six firms named finalists by charitable foundation)

The other finalists for the Volunteer of the Year Award were Jonathan E. Baker of the Jon Baker Financial Group for the Cystic Fibrosis Foundation, Georgia Chapter, and Mary Brooks of Integre Wealth Management for White Pony Express.

Thomas E. Reilly, Jr., founding principal of Birch Hill Investment Advisors in Boston, won the Community Service Award for his dedication to Crossroads.

The non-profit serves 1,000 poor children every year from eastern Massachusetts, providing summer and school-year programs to third graders through high schoolers. Mr. Reilly has served on the Crossroads board for 26 years.

The other finalists for the Community Service Award were Jim Geraghty of Morgan Stanley Private Wealth Management for Robert F. Kennedy Children's Action Corps and Jonna D. Keller of First Security Investments, for Boys & Girls Clubs of Sarasota County.

Jody C. D'Agostini, senior partner with the Falcon Financial Group in Morristown, N.J., won the Catalyst Award for her work as the founder of Community in Crisis, which serves as a community coalition and a central hub fighting the heroin/opiate crisis in her local area.

The non-profit focuses on education and outreach through events and informational materials, and programming and training for people who are in recovery, their families, and law enforcement.

The other finalists for the Catalyst Award were Derek Christopher Fiorenza of Summit Group Retirement Planners for Fiorenza's Food For Friends (F4) and Paul Housey of ISTO Advisors for Building Bridges. Link

Michael Thaler, co-founder and managing partner with Equity Concepts in Henrico, Va., won the Global Community Impact Award for his work for Effective Ministries, the non-governmental organization he founded in 2003 to focus exclusively on the needs of the impoverished West African country of Niger.

In 14 years, EMI has raised nearly $12 million and carried out about 100 specialized missions with more than 1,000 volunteers.

The other finalists for the Global Community Impact Award were Michael Altman of Ameriprise Financial for Flying Doctors of America and Paul R. Martel of YHB Investment Advisors for FIBUSPAM.

Each corporate philanthropy winner was a finalist in one of two categories.

Sentinel Benefits & Financial Group won the Corporate Philanthropy Award in the advisory firm category. The other finalists were Arnerich Massena and Greenspring.

Commonwealth Financial Network won the Corporate Philanthropy Award in the financial institution category. The other finalists were Eaton Vance and MassMutual.


What do you think?

View comments

Recommended for you

Upcoming Event

Mar 14



InvestmentNews is honoring female financial advisers and industry executives who are distinguished leaders at their firms. These women have advanced the business of providing advice through their passion, creativity, inclusive approach and... Learn more

Featured video


Where in the U.S. are RIAs growing the fastest?

InvestmentNews' deputy editor Robert Hordt talks to senior columnist Jeff Benjamin about his report on how registered investment advisers are faring in different regions of the country.

Latest news & opinion

Midwestern magic? RIA assets soared nearly 30% there last year

Theories for what's driving the growth spurt abound, but it surpassed all other regions of the country.

8 apps advisers love for getting stuff done

We reached out to advisers to find out which apps they are using to run their business more efficiently.

10 tax moves to squeeze in before the year ends

Here are some tax moves clients can still make before year-end.

Richard Neal: the new face driving retirement policy in Washington

As he becomes head of the House Ways and Means Committee, Rep. Richard Neal (D-Mass.) is poised to make some big changes.

UBS buckles under uproar from brokers over non-solicit agreements

The firm's shift in policy this week puts spotlight on the fight over who controls the client.


Hi! Glad you're here and we hope you like all the great work we do here at InvestmentNews. But what we do is expensive and is funded in part by our sponsors. So won't you show our sponsors a little love by whitelisting It'll help us continue to serve you.

Yes, show me how to whitelist

Ad blocker detected. Please whitelist us or give premium a try.


Subscribe and Save 60%

Premium Access
Print + Digital

Learn more
Subscribe to Print