|Name of adviser(s)||AUM||Firm leaving||Firm joining||Transition Date|
|Taylor Browman, Tyler Weaver||$240,000,000||Wells Fargo Clearing Services||Stifel, Nicolaus & Company||6/7/19|
|J.R. Frenzel||$220,000,000||Oppenheimer & Co.||LPL Financial||6/5/19|
|Steve Clark, Rick Stubbs||$175,000,000||Wells Fargo Clearing Services||Stifel, Nicolaus & Company||6/13/19|
|Dave Bry||$170,000,000||Wells Fargo Clearing Services||Stifel, Nicolaus & Company||6/13/19|
|Michael Garrison Blockhus||$150,000,000||D.A. Davidson & Co.||RBC Capital Markets||6/5/19|
Advisers on the Move: Latest trends in recruiting
Top moves, net gains and losses, plus daily move activity updated weekly (Updated on June 14, 2019)
Fintech and sustainable investing are two factors being watched closely by some of the 2019 class of InvestmentNews' 40 Under 40.
Members of the 2019 InvestmentNews class of 40 Under 40 have strategies to overcome the challenges of being young in a mature industry.
Latest news & opinion
Mary Beth Franklin says the move can boost future benefits — but advisers and their clients should beware of unintended consequences.
Our 40 Under 40 project, now in its sixth year, highlights young talent in the financial advice industry. These individuals illustrate the tremendous potential of those coming up in the profession.
Portion of settlements with financial perpetrators would supply the pool.
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