The Financial Industry Regulatory Authority Inc. has barred former Vanguard representative Gregory John Braccili for failing to take part in a Finra investigation of his activities at the firm.
[More: Finra bars no-show former Cetera rep]
In May 2018 Mr. Braccili was discharged by Vanguard for "violating the firm's professional conduct policy by engaging in an unauthorized activity outside of his role in a manner that disregarded the directive of his management team, and by signing a jury duty exception letter unbeknownst to department management," according to his BrokerCheck record.
[Recommended video: Deploying fintech to improve the client experience and prevent fraud]
Mr. Braccili, who joined Vanguard in 2011, is no longer associated with a Finra-member firm.