Finra bars no-show former Vanguard rep in communications inquiry

Gregory Braccili signed a jury exception letter without company permission

Aug 20, 2019 @ 2:04 pm

By InvestmentNews

The Financial Industry Regulatory Authority Inc. has barred former Vanguard representative Gregory John Braccili for failing to take part in a Finra investigation of his activities at the firm.

[More:Finra bars no-show former Cetera rep]

In May 2018 Mr. Braccili was discharged by Vanguard for "violating the firm's professional conduct policy by engaging in an unauthorized activity outside of his role in a manner that disregarded the directive of his management team, and by signing a jury duty exception letter unbeknownst to department management," according to his BrokerCheck record.

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Mr. Braccili, who joined Vanguard in 2011, is no longer associated with a Finra-member firm.


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