Dale Brown
Dale E. Brown is president and CEO of the Financial Services Institute. Twitter: @FSIDaleBrown
Dale E. Brown is president and CEO of the Financial Services Institute. Twitter: @FSIDaleBrown
FSI members met with legislators who are members of a new House Financial Services subcommittee on diversity and inclusion.
Key items include supporting the SEC's Reg BI, working to restore the deductibility of advisory fees and advocating for the adoption of NASAA's elder abuse rule.
The agency's approach allows firms to comply with new guidelines while while tailoring their practices to their own businesses and clients.
Center-of-influence networks, which can serve as a source of referrals, remain primarily the domain of men.
With 'edutainment,' the trick is teaching fundamental concepts in a fun way.
FSI member Bradley Brown spent years lobbying the Ohio legislature for reforms in the state's rules on UTMA accounts.
Allowing groups to negotiate health plans with insurers could make it easier for small businesses to find affordable coverage.
Group supports the SEC's effort to establish a uniform standard of care.
As the regulator becomes more transparent, it may also become more fair on arbitration and enforcement.
We must ensure that regulators and the public hear detailed, quantitative information.
