Focus Financial takes stake in $677 million Missouri RIA
Hill Investment Group in St. Louis, which was founded in 2005, becomes its latest partner firm.
Wells Fargo nears deal to sell asset management unit
The bank is reportedly in talks to sell the unit to a private equity consortium led by GTCR and Reverence Capital Partners.
UBS teams managing $900 million bolt to RBC
Two pairs of advisers in Lincoln, Nebraska, make the move, along with their staffs.
Texas trio managing $175 million exits Avantax for LPL
West Texas WealthCare will use JFC Financial as its office of supervisory jurisdiction.
Hub International acquires Alpha Pension Group
Boston-based Alpha is a retirement consulting firm with 572 clients and about $2.9 billion in assets.
Giant California RIA acquires two firms
Beacon Pointe Advisors adds CDA Group, based in Greenville, South Carolina, and Essex Asset Management, in Vero Beach, Florida.
IN Podcast: RPA Special Edition Part 2 – Introducing the Chief Governance Officer role
Fred Barstein talks with Mark Cover from MassMutual and John Carl from the Retirement Learning Center about their idea for a Chief Governance Officer role.
Douglas King starts term as chair of CFP Board
The head of Oakwood Capital Advisors says ethics is high on the agenda for the coming year.
Matt Granski named president of Miracle Mile Advisors
The new head of the $2 billion Los Angeles-based registered investment advisory firm is just 27.
Hightower firm in Massachusetts acquires $200 million indie
Lexington Wealth Management adds Marcus Financial Advisors