White Papers

white paper

« Back to White Papers

How to determine if a broker-dealer is right for you

June 29, 2018


By Sigma Financial Corporation & Parkland Securities, LLC. and InvestmentNews Research

Today, advisors have the opportunity to select a broker-dealer who best matches and supports their personality, skills, business niche and operating style, as well as their specific support requirements in the areas of technology, service and compliance. The key, of course, is for advisors to identify clearly what they are seeking and to be able to assess whether a broker-dealer they are considering truly meets their needs. This Sigma Financial Corporation & Parkland Securities, LLC. white paper is intended to help advisors crystalize their thinking and improve decision-making when grappling with questions regarding independence and the firm with which to affiliate.

download image

Share your research with the investment community and stand out as a thought-leader.
For more information on posting your research on our website, contact Mark Bruno at (212) 210-0116 or mbruno@investmentnews.com.

You may contact us to opt-out of the sharing of your personal information with third parties for marketing purposes at any time by sending an e-mail stating this preference and including your full name and e-mail address to in_help@crain.com or, if you are a print subscriber, please call 1-888-288-6954.


Hi! Glad you're here and we hope you like all the great work we do here at InvestmentNews. But what we do is expensive and is funded in part by our sponsors. So won't you show our sponsors a little love by whitelisting investmentnews.com? It'll help us continue to serve you.

Yes, show me how to whitelist investmentnews.com

Ad blocker detected. Please whitelist us or give premium a try.