Telling advisers to never assume enough is enough when it comes to research.
Republican power balance puts DOL rule into question
Firms' compliance manuals and contracts will be scrutinized to ensure employee protection.
Chris and Brian Cooke partner with the 108-year-old firm for strategic expansion.
Plus: The Obama administration fast-tracks banking regs, active managers feel pain in the bottom line, and embracing a little humility
Plus: Five ETFs to help you prosper under the Trump administration, Dawn Bennett lands in more hot water, sending the media back to journalism school, and Happy Veterans Day
Here's a sampling of what financial planners are advising investors to do to protect their money.
Cross border financial planning can help, but it's super taxing to emigrate.
Plus: The Fed gets another excuse for not hiking rates, a big win for big oil, and nervous Americans crashed Canada's immigration website
Regulation to raise investment advice standards for retirement accounts could be targeted by the new administration and the Republican-controlled Congress. <b><i>(More: <a href="//www.investmentnews.com/section/fiduciary-focus"" target=""_blank"" rel="noopener noreferrer">The most up-to-date information on the DOL fiduciary rule</a>)</i></b>
Plus: Don't bet on a post-election stock market rally, filing bankruptcy to fix a credit score, and some realities of moving to Canada
One public policy expert says yes.
They want to work, but they need a hand onto the great American ladder of opportunity.
Move to fee-based IRAs gave consideration to SEC's view of other brokerage accounts at firm.
Violating terms of an investment policy statement is considered a fiduciary breach, and the uptick in 401(k) litigation has heightened concern over language that's too prescriptive.
The fund has beaten the S&P 500 in three of the last four presidential election cycles.
In the new administration, the regulatory agenda could be largely shaped by the officials she puts in charge of the agencies.
#43 tells it like it is.
Plus: A big warning from Pioneer Investments, ETF company revenues, and another bleak earnings season ahead
Democrat's chances of a U.S. election win increased after FBI said her handling of emails wasn't a crime.
