November 2, 2020
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Featured News
Election poses fresh challenge for Reg BI
If Democrats prevail, regulators may upset the new Reg BI standard, leading to big changes in fee structures — or they may just leave it alone
Schwab to lay off 1,000 employees after TD acquisition
The announcement follows recent executive and senior-level departures, including former TD Ameritrade president Tom Nally
FBI charges missing radio show adviser with mail fraud
Christopher W. Burns allegedly defrauded hundreds of thousands of dollars from clients, according to the agency
Is Waddell & Reed making a comeback?
Despite rumors of a takeover, the firm is back to growing its adviser roster
Addressing women’s longevity gap
Advisers can help couples prepare today for survivorship and health care costs
