July 07, 2018

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Featured News

Fidelity lawsuit highlights firms' vulnerability

Efforts to protect seniors from fraud, exploitation may invite legal battle.

Finra's disclosure on use of fine money a good first step to more transparency

More openness about its finances is welcome and may be a precursor to greater disclosure about other areas of its operations.

New tools to protect elderly from fraud, exploitation

The Senior Safe Act and new Finra rules are the latest initiatives to encourage advisers to intervene in cases of elder financial fraud. But the measures don't guarantee advisers won't be sued.


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