December 01, 2018

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Featured News

401(k) dilemma: Advisers weather a fog of uncertainty surrounding IRA rollovers

The DOL rule is dead, but advisers giving advice on moving 401(k) funds to individual retirement accounts are nervous because they're trying to meet regulators' expectations and possible changes under a new SEC advice rule.

Plan advisers should offer what 401(k) sponsors really want

Any suggestions that increase costs, work or liability will likely fall on deaf ears.

Rollover tip sheet: What advisers should consider

Should your client roll over a workplace retirement plan to an individual retirement account? Here's a guide to help decide.

DOL set to give 401(k) advisers' businesses a boost

Labor's proposed rules on multiple-employer plans would let advisers aggregate clients in a single retirement plan.

Investor confusion about target-date funds is alarming

Survey highlights the level of misunderstanding, which could lead to disappointed plan participants and suboptimal behavior.

Regulators have a sharp eye on IRA rollovers, so advisers must act cautiously

Financial advisers should discuss the pros and cons of a move with clients, and document their considerations.


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