Recruiting News

Advisor Group loses another big team, this one with $2.5 billion in assets

October 16, 2019

Nettuno Group leaves FSC for Cambridge; succession planning was a factor in the move.

Head count at Wells Fargo Advisors slips, but exits continue to slow

October 15, 2019

Meanwhile, the wealth management group sees a decline in assets due to net outflows.

Enhancing financial advice with model portfolios

October 11, 2019

Outsourcing portfolio management helps advisers to refocus on their priorities and expand their client base.

LPL reels in three teams from Advisor Group broker-dealers

October 3, 2019

LPL's haul includes two groups from FSC Securities and almost $1.5 billion in client assets.

UBS 'raid' of Credit Suisse in U.S. prompts $9 million slap

September 18, 2019

Arbitration panel rules UBS did raid Credit Suisse employees.

Cetera Financial Group adds 1,000 advisers, $19 billion in assets so far in 2019

August 14, 2019

The broker-dealer network is adding both new and experienced advisers

As wealth management firms try to hold onto assets, they don't always get what they pay for

August 14, 2019

Firms pay retiring brokers for their clients' assets, but clients often take their business elsewhere.

The fight over who owns the client comes to RIAs

August 13, 2019

Mercer Global Advisors sues adviser who jumped to a competitor.

UBS loses 248 advisers in the Americas over past year

July 23, 2019

Meanwhile adviser annual productivity reaches new peak of $1.35 million.

Wells Fargo duo managing $350 million goes indie with Raymond James

July 16, 2019

Austin Heberger and Gavin Lee set up Arroyo Capital Partners in Pasadena, Calif.

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