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Commonwealth girding for loss of up to $24M in fight with SEC
It's highly unusual in the securities industry for a broker-dealer to put up such resistance to a regulator like the SEC.
Busting three myths in the $19T private market: Hamilton Lane
New report provides data-backed analysis of private market investments.
Merrill Private Wealth Management chief to lead Citi Private Bank North America
Citibank incumbent is retiring after 22 years with the firm.
Higher taxes for the rich, corporations
White House to propose higher taxes, including quadrupling share buyback tax.
UBS scraps Credit Suisse coal financing rollback
Global asset manager will instead detail its own plan for climate change.
Tax hike alone won’t save Social Security, think tank warns
Proposed bill to raise taxes on high earners isn’t enough to fix program's brewing solvency challenge, according to new report.
Mariner Wealth linked to American Century’s rigged hiring scheme
The companies 'explicitly agreed not to hire or recruit each other’s asset and wealth management professionals,' according to a lawsuit.
Price is right for Mesirow as firm names him wealth CEO
After more than a year as its interim head, Brian Price is officially taking charge of the Chicago-based independent’s wealth division.
Deepen your knowledge of charitable strategies to transform your client’s philanthropic journey
Industry pros host a webinar designed to explain the intricacies of donor-advised funds and other charity vehicles to guide high-net-worth clients through the giving process.
Householder Group makes two acquisitions, reveals $1B in new client assets
The firm has followed a nonorganic growth strategy over the past five years.
Rockefeller taps industry veteran to lead new unified group
The wealth firm’s latest leadership hire will take charge of developing innovative investments and client solutions.
CFP Board unveils scholarship for aspiring women planners
The scholarship was created by Peggy Ruhlin, a certified financial planner with a lengthy career in wealth management.
Americans paying as much interest on other debt as on mortgages
The near-parity between interest payments on mortgages and those on other kinds of debt, like credit cards and student loans, is unprecedented in data going back to the 1970s.
Digital assets custody firm hires former Morgan Stanley exec as CFO
Prometheum recently secured approval as a special purpose broker-dealer.
HNW advisors see an edge in customized portfolios
Direct indexing, separately managed accounts, and consolidated reporting are keys to winning high-net-worth business, according to research from Cerulli.
RIA M&A bounces back to start 2024: Report
'Wealth management deals held pretty firm last year compared to all other areas of investment banking,' one banker notes.
New research highlights importance of IRAs in retirement planning
More than four in ten US households have IRAs, according to an Investment Company Institute report.
JPMorgan acquires ex-Fortress investment tech firm LayerOne
The deal will improve JPMorgan's offering for hedge funds.
Wall Street DEI programs dial back amid litigation fear
Firms are opening up diversity programs to all, which may erase progress.
Deals market set for rebound: Macquarie
Asset manager sees incoming deployment of dry powder.
