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Retail investors begin 2024 on an optimistic note
Main Street investors are feeling bullish on U.S. stocks as confidence in an economic soft landing surges. Schwab survey finds.
Cetera sweetens advisor growth offering with industry-first guarantee
The broker-dealer giant is providing a money-back guarantee to newly affiliated advisors and firms.
U.S. Bank consolidates teams into new private capital division
It brings together experts from across the firm as a centralized team.
American workers less interested in promotion, they just want more money
Getting to the top of their career ladder is not appealing for most people.
LPL inks deal for Wintrust wealth management businesses
Roughly $16 billion of brokerage and advisory assets are set to change hands in the acquisition.
Emergency savings lag credit card debt for a third of households
Survey breaks down generational differences in financial stability amid high-interest-rate environment.
SEC wants LPL to pony up $50 million over messaging apps, texts
'The large size of such fines underscores the point that regulators want this behavior to change quickly,' a compliance executive notes.
Envestnet sees Q4 bump with surge in nonrecurring revenue
The company’s annual revenue was virtually unchanged from 2022 even as it faced challenges from ballooning operating expenses.
Wells Fargo appoints 34-year veteran to lead growing independent channel
New leader will focus on growing market share for firm’s WIM business.
Snowden Lane Partners adds $208M mother-son advisor team in New York
The advisors become managing directors at the firm’s headquarters.
Raymond James indie channel is next step for $123M advisor
Latest addition continues 2024 run of advisors joining the firm.
Goldman Sachs now says Fed won’t cut until June
Latest outlook pushes the firm’s expectation back by one month.
Pimco $22B inflows ‘absolutely stunning,’ says Allianz CEO
Investment firm's first six weeks of 2024 almost matches the whole of 2023.
Why one Fidelity manager has sold most US Treasuries
Majority of his funds' 10-year and 30-year Treasuries have been sold.
Short sellers targeting B. Riley in smear campaign, sources say
Short sellers' claims against B Riley are 'often accompanied by outrageous personal harassment,' the company says.
Merit unveils independent advisor affiliate model
'Think of it as a form of courting, a time for a firm owner to ‘date’ a prospective partner before ‘marrying’ and making the decision to merge or be acquired,' Merit CEO Rick Kent says.
AlTi’s upper-high-net-worth ambitions get $450M boost
The global wealth and alternatives manager is getting strategic investments from Allianz X and Constellation Wealth Capital.
New role announced for Nitrogen co-founder and former CEO
Aaron Klein brings two decades of experience to wealthtech consultancy.
Financial crime compliance costs reach $61B for financial institutions
LexisNexis report reveals almost all firms in the US and Canada are affected.
Nvidia earnings outpacing its stock, which is still relatively cheap
With AI soaring, the chipmaker keeps delivering for investors.
